Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Joseph LallyFirst Republic Securities Company, LLCUBS Financial Services Inc.$19209-20-2019
Sanah ChungFirst Republic Securities Company, LLCUBS Financial Services Inc.$10009-20-2019
Joseph Patrick LallyFirst Republic Securities Company, LLCUBS Financial Services Inc.09-20-2019
John Breckenridge BarnesFirst Republic Securities Company, LLCUBS Financial Services Inc.$14909-20-2019
Steven Charles SartorRockefeller Financial LLCUBS Financial Services Inc.09-20-2019
Monica Ann MalhoitMorgan StanleyUBS Financial Services Inc.09-20-2019
Jeffry Allen ParkerMorgan StanleyUBS Financial Services Inc.$10009-20-2019
Rafael Jason HerreraMorgan StanleyUBS Financial Services Inc.$20509-20-2019
Kennan Blakely LowJ.P. Morgan Securities LLCUBS Financial Services Inc.09-19-2019
Frederick Joseph SchultzJ.P. Morgan Securities LLCUBS Financial Services Inc.09-19-2019
Eric Jordan TeichbergJ.P. Morgan Securities LLCUBS Financial Services Inc.09-19-2019
Erica H. LandskroenerJ.P. Morgan Securities LLCUBS Financial Services Inc.09-19-2019
Howard Stuart RothmanJ.P. Morgan Securities LLCUBS Financial Services Inc.09-19-2019
Benjamin CahnE*TRADE Securities LLCUBS Financial Services Inc.09-17-2019
Thomas George TownsendAmeriprise Financial Services, LLCUBS Financial Services Inc.09-13-2019
Michele Rene MorganAmeriprise Financial Services, LLCUBS Financial Services Inc.09-13-2019
Donald Wayne BaileyRaymond James Financial Services, Inc.UBS Financial Services Inc.$10009-13-2019
John Michael PulliamRaymond James Financial Services, Inc.UBS Financial Services Inc.$20009-13-2019
Jeffrey P SchmittRBC Capital Markets, LLCUBS Financial Services Inc.09-13-2019
William Alan EvanchoRBC Capital Markets, LLCUBS Financial Services Inc.09-13-2019
Richard Michael CostaRBC Capital Markets, LLCUBS Financial Services Inc.09-13-2019
Aaron Paul KingstonRBC Capital Markets, LLCUBS Financial Services Inc.09-13-2019
Mark David SearsMorgan StanleyUBS Financial Services Inc.09-13-2019
Sari Lyn WarsawMorgan StanleyUBS Financial Services Inc.09-13-2019
Teri Lynn SundbergUBS Financial Services Inc.UBS Financial Services Inc.$5009-12-2019
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Showing 1 to 25 of 112 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.