Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dale Alan Friesen1st Global Capital Corp.Next Financial Group, Inc.$1808-12-2019
Raymond Anthony Asmar Jr.A.G.P / Alliance Global PartnersSummit Brokerage Services, Inc.$2508-16-2019
Lance Mitchell KlugerA.G.P / Alliance Global PartnersSummit Brokerage Services, Inc.$1008-16-2019
Mark Matthew MartiakA.G.P / Alliance Global PartnersPremier Wealth Advisors, LLC$15008-08-2019
Eric H ZoldanA.G.P / Alliance Global PartnersCalton & Associates, Inc.$1007-29-2019
Mary Beth PaviaAbacus Wealth PartnersWORKABLE WEALTH08-03-2019
Elizabeth Ariel WardAbacus Wealth PartnersWORKABLE WEALTH08-03-2019
Bradley A CombsAcropolis Investment Management, L.L.C.Paradigm Financial Advisors LLC07-29-2019
Anthony Wayne MillerAdvanced Advisor Group, LLCJ.P. Morgan Securities LLC08-08-2019
Miguel E. GonzalezAdvisory Investor Services LLCCitigroup Global Markets Inc.08-01-2019
Scott Christopher CampbellAE Wealth Management, LLCWealth Watch Advisors, LLC08-19-2019
Gary William RonanAE Wealth Management, LLCHorter Investment Management, LLC08-16-2019
Robert Angus GuyAE Wealth Management, LLCSCF Securities, Inc.08-06-2019
Roger D. Smothers Jr.AE Wealth Management, LLCTransamerica Financial Advisors, Inc08-05-2019
Anthony Joseph PirettiAffinity Wealth Management LLCSecurities America, Inc.08-15-2019
Patrick Klein LunderganAlbion Financial GroupAXA Advisors, LLC08-20-2019
Scott Joseph WojieAllstate Financial Services, LLCTradition Securities and Derivatives, Inc.08-22-2019
Darren Thomas DavisAllstate Financial Services, LLCEdward Jones08-16-2019
David An TranAllstate Financial Services, LLCKey Investment Services LLC08-15-2019
Alexander F. AmoryAllstate Financial Services, LLCEdward Jones08-14-2019
Roman GonzalezAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-14-2019
Robert James CoyleAllstate Financial Services, LLCM. S. Howells & Co.$2508-13-2019
James Bates Pugh Jr.Allstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC08-09-2019
Kevin Phillip MoellerAllstate Financial Services, LLCNext Financial Group, Inc.08-07-2019
Joseph Roy VolpiAllstate Financial Services, LLCThrivent Investment Management Inc.08-07-2019
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Showing 1 to 25 of 1,581 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.