Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ron Yosef Eisner1818 Private Client Group, LLCLeumi Investment Services Inc.07-25-2019
Dale Alan Friesen1st Global Capital Corp.Next Financial Group, Inc.$1808-12-2019
Dale Alan Friesen1st Global Capital Corp.Next Financial Group, Inc.$1808-12-2019
Dale Alan Friesen1st Global Capital Corp.Next Financial Group, Inc.$1808-12-2019
Raymond Anthony Asmar Jr.A.G.P. / Alliance Global PartnersSummit Financial Group Inc$2508-16-2019
Lance Mitchell KlugerA.G.P. / Alliance Global PartnersSummit Financial Group Inc$1008-16-2019
Raymond Anthony Asmar Jr.A.G.P. / Alliance Global PartnersSummit Financial Group Inc$2508-16-2019
Lance Mitchell KlugerA.G.P. / Alliance Global PartnersSummit Financial Group Inc$1008-16-2019
Raymond Anthony Asmar Jr.A.G.P. / Alliance Global PartnersSummit Financial Group Inc$2508-16-2019
Lance Mitchell KlugerA.G.P. / Alliance Global PartnersSummit Financial Group Inc$1008-16-2019
Eric H ZoldanA.G.P. / Alliance Global PartnersCalton & Associates, Inc.07-30-2019
Robert Angus GuyAE Wealth Management, LLCSCF Investment Advisors, Inc.08-06-2019
Kevin Phillip MoellerAllstate Financial Services, LLCNext Financial Group, Inc.08-07-2019
Jonathan BostwickAllstate Financial Services, LLCLPL Financial LLC07-23-2019
Mark Steven WojcinskiAmerican Portfolios Financial Services, Inc.GWN Securities Inc.07-23-2019
Sherrie Ingham, William Turner, Matthew Flynn, Branimir Milosevic, Thomas Seidl, Richard BoschertAmeriprise Financial Services, Inc.Concorde Investment Services$12207-26-2019
Edward Walterhouse, Ryan FarisAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$17508-09-2019
Paul Allen BerkmanAmeriprise Financial Services, Inc.AXA Advisors, LLC08-16-2019
Paul Allen BerkmanAmeriprise Financial Services, Inc.AXA Advisors, LLC08-16-2019
Paul Allen BerkmanAmeriprise Financial Services, Inc.AXA Advisors, LLC08-16-2019
Daniel John AdamsAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2019
Jeffrey A. SantosAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2019
Casey W. StickAmeriprise Financial Services, Inc.Edward Jones07-22-2019
Noel PoolAXA AdvisorsCetera Investment Services$3008-20-2019
Matthew Thomas SheehanAXA Advisors, LLCJ.P. Morgan Securities LLC08-22-2019
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Showing 1 to 25 of 518 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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