Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Gerard MccarthyCetera Advisor Networks LLCMML Investors Services, LLC07-23-2019
Derek SlaterEquity Services, Inc.MML Investors Services, LLC07-24-2019
Kristin Ashley O'NealPrincipal Securities, Inc.MML Investors Services, LLC07-24-2019
Thomas C ElderCompass Retirement Group LLCMML Investors Services, LLC07-25-2019
Susanne J. DalyPrincipal Securities, Inc.MML Investors Services, LLC$25007-26-2019
Stephen M. MoserCambridge Investment Research, Inc.MML Investors Services, LLC07-29-2019
Mike R DonaldsonLPL Financial LLCMML Investors Services, LLC$10007-30-2019
Brian Jerome GoldsteinPackerland Brokerage Services, Inc.MML Investors Services, LLC$10007-30-2019
Jorge Torres BecerraLPL Financial LLCMML Investors Services, LLC$25007-30-2019
Joseph Lionel TaylorLPL Financial LLCMML Investors Services, LLC07-30-2019
Nathan Jensen WoodwardLPL Financial LLCMML Investors Services, LLC07-30-2019
Patrick S. LatimerLPL Financial LLCMML Investors Services, LLC07-30-2019
Steven James HarrisJ.P. Morgan Securities LLCMML Investors Services, LLC07-31-2019
Brian Glen KastelerLPL Financial LLCMML Investors Services, LLC08-01-2019
Justin Robert RussoSigma Financial CorporationMML Investors Services, LLC08-01-2019
Mustaque Haider ChoudhuryAXA Advisors, LLCMML Investors Services, LLC$15708-02-2019
Gregory Charles KeagleEquity Services, Inc.MML Investors Services, LLC$15808-05-2019
Jonathan R. MardisPrincipal Securities, Inc.MML Investors Services, LLC08-05-2019
Steven Dupre AtkinsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)MML Investors Services, LLC08-06-2019
Robin Denise GibbonsVoya Financial Advisors, Inc.MML Investors Services, LLC$10008-07-2019
James E. BurnorCroak Asset ManagementMML Investors Services, LLC08-07-2019
Jason Thomas MellorSecurian Financial Services, Inc.MML Investors Services, LLC$10008-09-2019
Francisco Morales SigalaMutual of Omaha Investor Services, Inc.MML Investors Services, LLC08-09-2019
Molly McniellRaymond James & Associates, Inc.MML Investors Services, LLC08-09-2019
Christopher Hunt CannonRaymond James Financial Services, Inc.MML Investors Services, LLC08-09-2019
Next Page »

Showing 1 to 25 of 39 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.