Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$27010-23-2019
Tanner LowRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-23-2019
Christopher Dennis WrightRoyal Alliance Associates, Inc.Locorr Distributors, LLC$10010-23-2019
Kip Flagler HoagPruco Securities, LLC.Allstate Financial Services, LLC$11010-23-2019
Stephen Charles PottsHighTower Securities, LLCBoreal Capital Management LLC$12510-23-2019
Angela Marie CarstensUnited Planners' Financial Services of America A Limited PartnerBernicke Wealth Management, Ltd.$15010-23-2019
Matthew Donald SpeddenPruco Securities, LLC.NYLIFE Securities LLC$15010-23-2019
Jeffrey Paul GubalaInternational Assets Advisory, LLCForeside Fund Services, LLC$15010-23-2019
Matthew Chapman DouglasRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25010-23-2019
David Edward Waite Jr.LPL Financial LLCEquity Services, Inc.$25010-23-2019
Reuel Moore Sr.Santander Securities LLCNYLIFE Securities LLC$25010-23-2019
Christopher J StanfordRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50010-23-2019
John T. QuiggleFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50010-23-2019
Linda Sue HoffmanLPL Financial LLCEquity Services, Inc.$50010-23-2019
Steven Mark GoldsmithLPL Financial LLCAmeriprise Financial Services, Inc.$50010-23-2019
James Bradley EdgarStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$50010-23-2019
Michael Howard BaldwinJefferies LLCCitigroup Global Markets Inc.$50010-23-2019
Miguel Alejandro AlvarezSynovus Securities, Inc.Morgan Stanley10-23-2019
Danny F. Fisher Jr.Royal Alliance Associates, Inc.Morgan Stanley10-23-2019
Samuel Alexander McCoyMorgan StanleyUBS Financial Services Inc.10-23-2019
Sheila Denise StinsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPathstone10-23-2019
Michael Walton RogersVita Advisory Solutions IncPGR Solutions, LLC10-23-2019
Natasha MitraJ.P. Morgan Securities LLCCiti Private Advisory, LLC10-23-2019
Robert Benton AdayNorthwestern Mutual Investment Services, LLCEdward Jones10-23-2019
Blair James PerryAmeriprise Financial Services, Inc.Edward Jones10-23-2019
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Showing 1 to 25 of 4,191 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.