Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allen Hammonds Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$16511-07-2019
Doug Bowcock, Kevin Bowcock Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$24311-01-2019
Victor Martinez, Troy RazeggiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-01-2019
Robert KishCitizens Securities, Inc.MML Investors Services, LLC10-31-2019
Kevin Bannister, Mark Raney, Nevin Cavanaugh, Hobie BannisterRaymond James Financial Services, Inc.RBC Wealth Management$24010-30-2019
Justin A. AndersonPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC10-30-2019
Michael Patrick LoftusUnited Planners' Financial Services of America A Limited PartnerRoyal Alliance Associates, Inc.10-30-2019
Sarah DeskovichLPL Financial LLCLaSalle St. Investment Advisors, LLC10-30-2019
Catherine Mary Arnet-ValegaLPL Financial LLCLion Street Advisors, LLC10-30-2019
Matthew Neis Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$11110-29-2019
Colton Andrew RileyOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2019
Robert Allen DuitzLPL Financial LLCAvantax Investment Services, Inc.$10010-29-2019
Reeze Chinsum LohMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC10-29-2019
Alan D. SandersMutual of Omaha Investor Services, Inc.Farmers Financial Solutions, LLC10-29-2019
David GalicJ.P. Morgan Securities LLCMorgan Stanley10-29-2019
Rodney Marcus ScottCetera Investment Services LLCAmeriprise Financial Services, Inc.$15010-28-2019
Roy Clayton AndersonPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC10-28-2019
Dean P. DillenbergPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC10-28-2019
Hunter LloydPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC10-28-2019
Patrick Douglas MundlinPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC10-28-2019
Francois Roger BigotEdward JonesBB&T Investment Services, Inc.$10010-28-2019
James Clarence WachendorfCambridge Investment Research, Inc.Nations Financial Group, Inc.$5010-28-2019
Michael Joseph BlackmoreStephen A. Kohn & Associates, Ltd.Parkland Securities, LLC$2510-28-2019
Roger Edwin SulhoffAmeriprise Financial Services, Inc.The Strategic Financial Alliance, Inc.$5010-28-2019
Javier SantanaSynovus Securities, Inc.BB&T Securities, LLC10-28-2019
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Showing 1 to 25 of 1,467 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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