Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sandra WheelerStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$14009-20-2019
Shea Ahren WinkellerCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Stanford Hastings RobertsSA Stone Wealth Management Inc.Ameriprise Financial Services, Inc.09-20-2019
Richard Andrew EhliRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.09-20-2019
Sandra Benain McKoyKovack Securities Inc.Citigroup Global Markets Inc.09-20-2019
Oscar G RodriguezSantander Securities LLCCitizens Securities, Inc.09-20-2019
James William Robinson Jr.Cetera Investment Services LLCCUNA Brokerage Services, Inc.09-20-2019
Joshua John MalyLPL Financial LLCFifth Third Securities, Inc.09-20-2019
Adam SmithInvestacorp, Inc.IFS Advisory, LLC09-20-2019
Ralph Edward TrecasoCabot Lodge Securities LLCIFS Securities$15009-20-2019
Anthony Louis DelucaCabot Lodge Securities LLCIFS Securities$2509-20-2019
Stuart Alan EpleyCabot Lodge Securities LLCInternational Financial Solutions, Inc.09-20-2019
Sylvia Sue MorkFBL Marketing Services, LLCLincoln Investment09-20-2019
Sheryl J. CurtisCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Max GreenRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Kenneth Robert CrowleyRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-20-2019
Gunn ThongniyomRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Jahan K JewayniRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-20-2019
Robert Joseph BettermannSecurities America, Inc.St. Bernard Financial Services, Inc.09-20-2019
Matthew V. GoldCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Christopher Richard BartkusCetera Advisor Networks LLCSummit Brokerage Services, Inc.$15009-20-2019
Michael Kent FallentineCetera Advisor Networks LLCSummit Brokerage Services, Inc.$20009-20-2019
Larry Eugene FolmarCetera Advisor Networks LLCSummit Brokerage Services, Inc.$1009-20-2019
Francis Peter SearingCetera Advisor Networks LLCSummit Brokerage Services, Inc.$2509-20-2019
Thomas Von ReckersCetera Advisor Networks LLCSummit Brokerage Services, Inc.$15009-20-2019
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Showing 1 to 25 of 818 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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