Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Glynn OxenreiterLPL Financial LLCCetera Advisor Networks LLC$50009-19-2019
Theodore Francis Staats IIILPL Financial LLCCetera Advisor Networks LLC09-19-2019
Albert Edward Oxenreiter IIILPL Financial LLCCetera Advisor Networks LLC09-19-2019
Stacie Renae NemetzNR Smith & Associates, P.S.Cetera Advisor Networks LLC09-17-2019
Terrence Jude HeilAMFG Wealth Management LLCCetera Advisor Networks LLC09-13-2019
Matthew David HeckAMFG Wealth Management LLCCetera Advisor Networks LLC09-12-2019
Dustin James BlodgettInsight Capital Management, LLCCetera Advisor Networks LLC09-11-2019
Joseph F. RomitoAMFG Wealth Management LLCCetera Advisor Networks LLC09-11-2019
David Earl HerwerdenAMFG Wealth Management LLCCetera Advisor Networks LLC09-11-2019
Lora Jean NickelThrivent Investment Management Inc.Cetera Advisor Networks LLC09-04-2019

Showing 1 to 10 of 10 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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