Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eden Lopez Leslie Schwartz Paula SteinbergRBC Capital Markets, LLCJPMorgan Chase & Co.$1,20010-16-2020
Ernie Coffindaffer Nancy Dotson Tom FoxStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$40510-14-2020
Gregory Brian MeadowsBB&T Securities, LLCProspera Financial Services, Inc.10-09-2020
Charles David ClelandBankPlus Wealth AdvisorsLPL Financial LLC10-09-2020
John Jason LunaAon Hewitt Financial Advisors, LLCBB&T Securities, LLC10-09-2020
Craig C HuttonLPL Financial LLCFifth Third Securities, Inc.$10010-09-2020
Justin Timothy BaileyNationwide Investment Advisors, LLCCUSO Financial Services, L.P.10-09-2020
James Dustin JedrziewskiVitalStone Financial, LLCMML Investors Services, LLC10-09-2020
David JohanDOCEO WEALTH, LLCLegacy Wealth Management, LLC10-09-2020
Matthew T KradelFounders Financial Securities LLCCetera Investment Advisers LLC10-09-2020
Benjamin Ryan CampbellJ.P. Morgan Securities LLCEdward Jones10-09-2020
Francisco Xavier Aguilar PuyolCreative PlanningThun Financial Advisors10-09-2020
Matthew Kendrick HaleJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-09-2020
Michael Daniel LevichVanguard Advisers, Inc.Citizens Securities, Inc.10-09-2020
Jiajia WangJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-09-2020
Tayler Elizabeth RhodaMoney Concepts Capital CorpCharles Schwab & Co., Inc.10-09-2020
Jill Macho PodehlMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-09-2020
Douglas Richard RoseCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC$2510-08-2020
Paul Edward Roberts JrRWM Capital, LLCAE Wealth Management, LLC10-08-2020
David Lloyd BrundageFacet Wealth, IncAllstate Financial Services, LLC10-08-2020
Troy W TaylorAllstate Financial Advisors, LLCCUSO Financial Services, L.P.10-08-2020
Elena Silvia VoinNext Financial Group, Inc.Wells Fargo Clearing Services, LLC10-08-2020
Robert Justin FultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedToner Asset Management Group, Inc.10-08-2020
Neil Thomas HartzogPrivate Advisor Group, LLCPrivate Capital Group, LLC10-08-2020
Tamara Lynn DurbinSecurities America Advisors, Inc.Thrivent Investment Management Inc.10-08-2020
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Showing 1 to 25 of 14,070 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.