Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brett Alan Garver180 Wealth Advisors, LLCKey Investment Services LLC01-11-2019
John Russell Roberson1919 Investment Counsel, LLCRand & Associates10-03-2018
Lawrence V Zartarian1919 Investment Counsel, LLCRand & Associates10-03-2018
Erika De La Rosa Hennessey1919 Investment Counsel, LLCRAND & ASSOCIATES10-03-2018
Andrew Jerome Rand1919 Investment Counsel, LLCRand & Associates10-02-2018
Allison Anne Nathe1st Global Advisors IncGlobal Financial Private Capital, Inc.03-07-2018
Elisabeth Davis Baldwin1st Global Capital Corp.Cetera Investment Services LLC$10010-23-2018
Michael P. Kiziuk1st Global Capital Corp.Santander Securities LLC09-25-2018
Bradley Alan Hoge1st Global Capital Corp.Pruco Securities, LLC.08-14-2018
Johnny Kenneth Bryant1st Global Capital Corp.Trustee Empowerment & Protection, Inc.06-11-2018
Philip James Clark1st Global Capital Corp.Raymond James Financial Services, Inc.$1004-04-2018
Jesus A Pompa1st Global Capital Corp.Capital One Investing, LLC04-04-2018
Tom Sawyer Driscoll1st Global Capital Corp.Kestra Investment Services, LLC03-13-2018
Aaron Anton Milne1st Global Capital Corp.Questar Capital Corporation03-07-2018
Natacha Tania Smith1st Global Capital Corp.LPL Financial LLC03-06-2018
John Alvin Barrow1st Global Capital Corp.Blue Rock Wealth Management, LLC02-06-2018
James Robert Karberg1st Global Capital Corp.Allstate Financial Services, LLC01-25-2018
Jeffrey S. Kinard1st Global Capital Corp.Royal Alliance Associates, Inc.01-19-2018
Timothy Robert Brown360 Family Office360 Family Office01-17-2018
Dean Rowbotham360 Family Office360 Family Office01-17-2018
James William Kilgore401 Advisor, LLCInVest Capital Partners08-07-2018
Roy Edward Kelsey Jr.401k GenerationSkyView Wealth Management, LLC03-08-2018
Erin Renee Watkins56 Capital Partners, LtdNorthwestern Mutual Investment Services, LLC01-29-2018
Derek Jacob Martin56 Capital Partners, LtdNorthwestern Mutual Investment Services, LLC01-24-2018
Ethan Joel Latinsky7300 Wealth Management, LLC.NYLIFE Securities LLC08-07-2018
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Showing 1 to 25 of 18,343 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.