Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allison Anne Nathe1st Global Advisors IncGlobal Financial Private Capital, LLC03-07-2018
Valerie Bennett Mclaughlin1st Global Capital Corp.HD Vest Investment Services12-12-2018
Robert Bradford Oakes1st Global Capital Corp.HD Vest Investment Services10-18-2018
Philip James Clark1st Global Capital Corp.Raymond James Financial Services, Inc.$1004-04-2018
Aaron Anton Milne1st Global Capital Corp.Questar Capital Corporation03-07-2018
Natacha Tania Smith1st Global Capital Corp.LPL Financial LLC03-06-2018
John Alvin Barrow1st Global Capital Corp.Blue Rock Wealth Management, LLC02-06-2018
James Robert Karberg1st Global Capital Corp.Allstate Financial Services, LLC$101-25-2018
Jeffrey S Kinard1st Global Capital Corp.Royal Alliance Associates, Inc.01-19-2018
Paige Leigh St Martin360 Wealth Management, LLCLevel Four Advisory Services08-02-2018
James William Kilgore401 Advisor, LLCInVest Capital Partners08-07-2018
Erin Renee Watkins56 Capital Partners, LtdNorthwestern Mutual Investment Services, LLC01-29-2018
Derek Jacob Martin56 Capital Partners, LtdNorthwestern Mutual Investment Services, LLC01-24-2018
Ethan Joel Latinsky7300 Wealth Management, LLC.NYLIFE Securities LLC08-07-2018
Theodore P.S. Leclair994 GROUPNatixis Distribution, L.P.05-23-2018
Angela Renee O'KeefeA-Team Financial InvestmentsAccess Financial Group, Inc.08-21-2018
Jean-Matthieu JosseA.G.P. / Alliance Global PartnersAegis Capital Corp.11-02-2018
Michael Francis ShillinA.G.P. / Alliance Global PartnersRaymond James Financial Services, Inc.$5005-23-2018
William H BooneA.G.P. / Alliance Global PartnersOppenheimer & Co. Inc.$103-12-2018
Steven Hillard SternAbel Financial Management Co.Planning Solutions Group, LLC06-20-2018
Seth Aaron RosenbergAbility FirstCapital Executive Solutions01-10-2019
Anthony Joseph LabrakeAdam Financial Associates IncCommonwealth Financial Network03-27-2018
Gregory William SchlaudeckerAdaptFirst Investments LLCIntercarolina Financial Services, Inc.03-15-2018
Matthew Wayne MartinsonAdvanced Advisor Group, LLCVoya Financial Advisors, Inc.02-26-2018
ANDREW T FAGANAdvisory Services NetworkJUNIPER INVESTMENT & RETIREMENT PLANNING, LLC08-24-2018
Next Page »

Showing 1 to 25 of 8,155 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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