Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allison Anne Nathe1st Global Advisors IncGlobal Financial Private Capital, LLC03-07-2018
Valerie Bennett Mclaughlin1st Global Capital Corp.HD Vest Investment Services12-12-2018
Robert Bradford Oakes1st Global Capital Corp.HD Vest Investment Services10-18-2018
Philip James Clark1st Global Capital Corp.Raymond James Financial Services, Inc.$1004-04-2018
Aaron Anton Milne1st Global Capital Corp.Questar Capital Corporation03-07-2018
Natacha Tania Smith1st Global Capital Corp.LPL Financial LLC03-06-2018
John Alvin Barrow1st Global Capital Corp.Blue Rock Wealth Management, LLC02-06-2018
James Robert Karberg1st Global Capital Corp.Allstate Financial Services, LLC$101-25-2018
Jeffrey S Kinard1st Global Capital Corp.Royal Alliance Associates, Inc.01-19-2018
Paige Leigh St Martin360 Wealth Management, LLCLevel Four Advisory Services08-02-2018
James William Kilgore401 Advisor, LLCInVest Capital Partners08-07-2018
Erin Renee Watkins56 Capital Partners, LtdNorthwestern Mutual Investment Services, LLC01-29-2018
Derek Jacob Martin56 Capital Partners, LtdNorthwestern Mutual Investment Services, LLC01-24-2018
Ethan Joel Latinsky7300 Wealth Management, LLC.NYLIFE Securities LLC08-07-2018
Theodore P.S. Leclair994 GROUPNatixis Distribution, L.P.05-23-2018
Angela Renee O'KeefeA-Team Financial InvestmentsAccess Financial Group, Inc.08-21-2018
Jean-Matthieu JosseA.G.P. / Alliance Global PartnersAegis Capital Corp.11-02-2018
Michael Francis ShillinA.G.P. / Alliance Global PartnersRaymond James Financial Services, Inc.$5005-23-2018
William H BooneA.G.P. / Alliance Global PartnersOppenheimer & Co. Inc.$103-12-2018
Steven Hillard SternAbel Financial Management Co.Planning Solutions Group, LLC06-20-2018
Seth Aaron RosenbergAbility FirstCapital Executive Solutions01-10-2019
Anthony Joseph LabrakeAdam Financial Associates IncCommonwealth Financial Network03-27-2018
Gregory William SchlaudeckerAdaptFirst Investments LLCIntercarolina Financial Services, Inc.03-15-2018
Matthew Wayne MartinsonAdvanced Advisor Group, LLCVoya Financial Advisors, Inc.02-26-2018
Next Page »

Showing 1 to 25 of 8,155 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.