Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dennis HallWells Fargo AdvisorsBank of America Merrill Lynch$20001-24-2017
Scot Morris, Alex Brand, Alicia Borghi, Barbara Wiltshire, Hasti ThompsonRaymond JamesWells Fargo Advisors$35001-29-2017
Andrew Egber, Miguel LopezRaymond JamesWells Fargo Advisors$7001-11-2018
Amy Elizabeth FinkLPL Financial LLCMorgan Stanley$5001-11-2018
Andrew Richard MillerUBS Financial Services Inc.MML Investors Services, LLC01-11-2018
Angela Faye BerryJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2018
Archimedes Chua GomezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2018
Biniam KeletaWestcenter Advisors LtdIMS Securities, Inc.01-11-2018
Charles Ronald Houser Jr.Cambridge Investment Research, Inc.Beaconsfield Financial Services, Inc.01-11-2018
Gregory Bonner PearceHirtle, Callaghan & Co., LLCCowen Execution Services LLC01-11-2018
Jeffrey David NielsonAvenues Wealth, LLCCommonwealth Financial Network01-11-2018
John Christopher BartonBetter Bucks AdvisoryPFS Investments Inc.01-11-2018
John Henry Kanouse Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedNational Securities Corporation$101-11-2018
Katalin Maria OrbanLPL Financial LLCForesters Financial Services, Inc.01-11-2018
Lonne Hugh WarrenFarmers Financial Solutions, LLCAllstate Financial Services, LLC$101-11-2018
Louis Ralph PetrilloRegulus Advisors, LLCBoenning & Scattergood, Inc.01-11-2018
Michael Anthony YoungHSBC Securities (USA) Inc.J.P. Morgan Securities LLC$10001-11-2018
Michael Lynn KingJ.P. Morgan Securities LLCThe Huntington Investment Company01-11-2018
Miguel-Angel LopezRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10001-11-2018
Narinder Kaur SinghFarmers Financial Solutions, LLCProEquities, Inc.01-11-2018
Paul Edward RubinPrime Wealth ManagementBell Investment Advisors Inc01-11-2018
Roger Daniel PlackemeierWoodbury Financial Services, Inc.Allianz Life Financial Services, LLC01-11-2018
Samuel Thomas HamraLPL Financial LLCPruco Securities, LLC.01-11-2018
Scott Ryan LewisCetera Advisor Networks LLCOneAmerica Securities, Inc.01-11-2018
Stephen Davis LewisHayden RoyalPlatinum Wealth Partners01-11-2018
Next Page »

Showing 1 to 25 of 8,155 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a β€œ β€” β€œ is listed in the record’s AUM field entry.


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