Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Bova, David Leeds Eustis and Marc OsterPurshe Kaplan Sterling InvestmentsUBS Financial Services$2,00004-06-2018
Donald J. Simpson, Jeffrey Grant, Gloria Grant, Jason GravesRaymond JamesWells Fargo Advisors$30004-18-2018
Aamir Moiz ChalisaSecurities America, Inc.ProEquities, Inc.04-12-2018
Aaron Anton Milne1st Global Capital Corp.Questar Capital Corporation03-07-2018
Aaron Charles SchmoekelSmart InvestorLPL Financial LLC02-22-2018
Aaron Christopher FraserMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2018
Aaron Del Del BrownPartnervest Advisory Services LLCWells Fargo Clearing Services, LLC10-15-2018
Aaron FryeHilliard LyonsRaymond James$5511-13-2018
Aaron Jay WursterQuestar Capital CorporationForesters Equity Services, Inc.10-08-2018
Aaron Joseph SiskRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2018
Aaron Joshua GreenCetera Investment Services LLCThrivent Investment Management Inc.$107-27-2018
Aaron Kyle RainwaterLPL Financial LLCWells Fargo Clearing Services, LLC$2512-07-2018
Aaron Leo SchettlerInfinex Investments, Inc.PFS Investments Inc.$110-20-2018
Aaron Lynn FosterRBC Capital Markets, LLCJ.P. Morgan Securities LLC$5006-26-2018
Aaron Lynn IveyVoya Financial Advisors, Inc.Pruco Securities, LLC.$109-04-2018
Aaron Patrick StevensRaymond James Financial Services, Inc.Edward Jones$15002-15-2018
Aaron Paul KarasMutual Securities, Inc.Lincoln Financial Advisors Corporation$5004-27-2018
Aaron Paul LangstonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-25-2018
Aaron Ray HarrisRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC02-15-2018
Aaron Thomas LeoneBaker Street Asset Management, LLCRaymond James Financial Services, Inc.12-13-2018
Aaron William CohenCalton & Associates, Inc.INTEGRATED TRADING AND INVESTMENTS, INC.06-19-2018
Aaron William GriswoldSantander Securities LLCFidelity Brokerage Services LLC01-02-2019
Aaron William JohnsonBridger Financial Services, LLCCUNA Brokerage Services, Inc.09-19-2018
Abdul KhaliqBCG Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$105-09-2018
Abdul Saboor FeroghJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2018
Next Page »

Showing 1 to 25 of 8,155 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.