Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Harold James KlumbachTFS Securities, Inc.Voya Financial Advisors, Inc.01-02-2019
James Herbert Hunt IVAPW Capital, Inc.Purshe Kaplan Sterling Investments$2501-02-2019
James Oxley HerlockerFortune Financial Services, Inc.Cetera Advisor Networks LLC$5001-02-2019
Jason Miles KampBrokers International Financial Services, LLC.Questar Capital Corporation$101-02-2019
Jesse Dean RuppPrivate Client Services, LLCWells Fargo Advisors Financial Network, LLC01-02-2019
Jesse Jason DenewethWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-02-2019
Jim S Karas Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$5001-02-2019
John Charles Von NessenCambridge Investment Research, Inc.Purshe Kaplan Sterling Investments$2501-02-2019
John Daniel O'KeeffeRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2019
John Dennis EggersLPL Financial LLCHorace Mann Investors, Inc.$2501-02-2019
John Howard ChapelAPW Capital, Inc.Purshe Kaplan Sterling Investments$1701-02-2019
John Taylor MorrowSecurities America, Inc.Questar Capital Corporation$2501-02-2019
Jonathan FentonFirst Financial Equity CorporationQuestar Capital Corporation$2501-02-2019
Joseph Bernard McbrideGYL Financial Synergies, LLCResnick Investment Advisors, LLC01-02-2019
Joseph Reid GillelandClient One Securities LLCRoyal Alliance Associates, Inc.01-02-2019
Joshua Warren TschirgiIndependent Financial Group, LLCClient One Securities LLC$2501-02-2019
Julie Allen GuytonChalice Capital Partners, LLCRaymond James Financial Services, Inc.01-02-2019
Kristine Adams BoeltePurshe Kaplan Sterling InvestmentsSummit Brokerage Services, Inc.$2501-02-2019
Kyle Christopher WilsonSt. Bernard Financial Services, Inc.Farmers Financial Solutions, LLC01-02-2019
Lawrence Andrew KreindelPolar Investment Counsel, Inc.Berthel, Fisher & Company Financial Services, Inc.$101-02-2019
Lawrence Arthur Gekiere Jr.Chalice Capital Partners, LLCRaymond James Financial Services, Inc.$2501-02-2019
Lucianno Bernardo MarasaPrincipal Securities, Inc.Securian Financial Services, Inc.01-02-2019
Mark Christopher ScherbaPackerland Brokerage Services, Inc.Questar Capital Corporation01-02-2019
Mark Thomas HumphriesSentinel Financial Planning, LLCInternational Money Management Group, Inc.01-02-2019
Martin Robert NielsenAPW Capital, Inc.Purshe Kaplan Sterling Investments$2501-02-2019
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Showing 226 to 250 of 8,155 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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