Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Michael PhillipsRaymond James & Associates, Inc.Securian Financial Services, Inc.12-20-2018
Mark David RossHD Vest Investment ServicesCitizens Securities, Inc.12-20-2018
Nicholas Daniel AlbertiniMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.12-20-2018
Orrie I ElbaumAXA Advisors, LLCHSBC Securities (USA) Inc.12-20-2018
Scott David MillerRenew Family WealthCharles Schwab & Co., Inc.12-20-2018
William David PritchardAllstate Financial Services, LLCAXA Advisors, LLC12-20-2018
Andrew Gerry HackettCUSO Financial Services, L.P.Waddell & Reed12-19-2018
Andrew Glenn AdamsArvest Wealth ManagementCetera Investment Services LLC12-19-2018
Andrew John CapecciMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-19-2018
Brian Lewis HillLPL Financial LLCAmeriprise Financial Services, Inc.12-19-2018
Brian Robert RothNewbridge Securities CorporationAeon Capital Inc$5012-19-2018
Calvin John KlemmerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Portfolios Financial Services, Inc.12-19-2018
Christopher Michael ReaumeLPL Financial LLCBB&T Securities, LLC12-19-2018
Connor William ZimmerDiversified Asset Management, Inc.Foresters Financial Services, Inc.12-19-2018
Erik Edward AndersenDriftwood Capital, LLCJ.P. Morgan Securities LLC12-19-2018
Geoffrey Adam FlandersMerrill Lynch, Pierce, Fenner & Smith IncorporatedT. Rowe Price Investment Services, Inc.12-19-2018
Jeremy Scott HeffnerLPL Financial LLCAmeriprise Financial Services, Inc.12-19-2018
Joel D AyersAmeriprise Financial Services, Inc.BB&T Securities, LLC$2512-19-2018
Joseph Edward PuerzerVALIC Financial Advisors, Inc.MWA Financial Services Inc.$5012-19-2018
Karen Yvonne HolmesLPL Financial LLC1st Global Capital Corp.$2512-19-2018
Kimberly Ann SantarsieroLPL Financial LLCWells Fargo Clearing Services, LLC$1,00012-19-2018
Marlin Leo SmithWoodbury Financial Services, Inc.Silber Bennett Financial, Inc.$112-19-2018
Michael S MannRaymond James Financial Services, Inc.Robert W. Baird & Co. Incorporated12-19-2018
Michelle Lee DubenaEdward JonesCitizens Securities, Inc.12-19-2018
Noriko Hamaoka IkedaWestern International Securities, Inc.Raymond James Financial Services, Inc.12-19-2018
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Showing 351 to 375 of 8,155 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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