Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kendra Elizabeth KlahrWells Fargo Clearing Services, LLCSantander Securities LLC01-09-2019
Lance Robert BeckmanClearWealthNorthwestern Mutual Investment Services, LLC01-09-2019
Martha Lynn Grimshaw-KillianPNC InvestmentsPruco Securities, LLC.01-09-2019
Michael Patrick ThompsonRaymond James Financial Services, Inc.Next Financial Group, Inc.01-09-2019
Raj ShekarCitizens Securities, Inc.TD Ameritrade, Inc.$5001-09-2019
Robert Lane Salamone IISecurities Management & Research, Inc.Cetera Advisors LLC$1001-09-2019
Sadik GokcilJ.P. Morgan Securities LLCSantander Securities LLC$101-09-2019
Stephen HumphreyLincoln InvestmentPruco Securities, LLC.01-09-2019
Terry L GroomCUNA Brokerage Services, Inc.VALIC Financial Advisors, Inc.$1001-09-2019
Veronica Ann MaloneVoya Financial Advisors, Inc.Principal Securities, Inc.01-09-2019
Vincent Jerome CamardaTraderfield Securities Inc.American Portfolios Financial Services, Inc.$10001-09-2019
Amanda Vail RidgewayEdward JonesWildes Financial Strategies, Inc01-08-2019
Andrew L DejongWoodstock Financial Group, Inc.SagePoint Financial, Inc.01-08-2019
Ann T TodiscoPruco Securities, LLC.MML Investors Services, LLC01-08-2019
Brian Ronald SchultzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-08-2019
Dennis Frank GrothausLincoln Financial Securities CorporationAllstate Financial Services, LLC$2501-08-2019
Dennis Michael ClappJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Henry Charles Kochan Jr.APW Capital, Inc.Ameriprise Financial Services, Inc.$5001-08-2019
Jamin Lance PurtellLPL Financial LLCSignator Investors, Inc.$101-08-2019
Jason Allen SteinEP Wealth AdvisorsVanguard Marketing Corporation01-08-2019
Joanne RogersLPL Financial LLCSecurities America, Inc.$5001-08-2019
Marie King ColbertProEquities, Inc.Lincoln Financial Securities Corporation01-08-2019
Meredith Jane FergusonPrincipal Securities, Inc.MWA Financial Services Inc.$2501-08-2019
Richard Franklin StaleyRaymond James Financial Services, Inc.Morgan Stanley$5001-08-2019
Robb Christopher HagemanMML Investors Services, LLCAmeriprise Financial Services, Inc.01-08-2019
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Showing 76 to 100 of 8,155 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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