Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alvin Clifford HailstorksLPL Financial LLC1st Global Capital Corp.12-19-2018
Angela Yvette FrazierEGP Wealth Management, LLC1st Global Capital Corp.10-16-2018
Brent Ryan SilverMeaden & Moore Financial Services, Ltd.1st Global Capital Corp.08-02-2018
Brian Dale TrowbridgeLevel Four Advisory Services1st Global Capital Corp.09-21-2018
Christopher J RicciBriggs Advisory Group, Inc.1st Global Capital Corp.03-19-2018
Claude M SilvermanCommonwealth Financial Network1st Global Capital Corp.06-20-2018
Cynthia Elizabeth SheltonSecurities America, Inc.1st Global Capital Corp.$25012-05-2018
David Alan FlandersCommonwealth Financial Network1st Global Capital Corp.$10005-11-2018
David HendersonLPL Financial LLC1st Global Capital Corp.01-03-2019
David Lee BeneckeAmeriprise Financial Services, Inc.1st Global Capital Corp.$50002-20-2018
Gary Andrew DebellisDKCB Financial Advisors, LLC1st Global Capital Corp.11-21-2018
Gene Alvin BrehmSaxony Securities, Inc.1st Global Capital Corp.$25002-05-2018
Harold Anthony MorinAmeriprise Financial Services, Inc.1st Global Capital Corp.10-03-2018
Jack Donald BeckerBecker Capital Management1st Global Capital Corp.09-20-2018
James Gerard CouchBriggs Advisory Group, Inc.1st Global Capital Corp.03-19-2018
James J CaristiaLPL Financial LLC1st Global Capital Corp.01-03-2019
Janet Denise SharpRobert W. Baird & Co. Incorporated1st Global Capital Corp.11-01-2018
Jared Thomas WalshReservoir Wealth Management1st Global Capital Corp.05-14-2018
Jay Michael SmallWoodbury Financial Services, Inc.1st Global Capital Corp.$10011-06-2018
John Helmer OlsonAmeriprise Financial Services, Inc.1st Global Capital Corp.$10002-20-2018
Joseph ReedLPL Financial LLC1st Global Capital Corp.$10001-03-2019
Julie Ann FlynnRoyal Alliance Associates, Inc.1st Global Capital Corp.08-20-2018
Karen Yvonne HolmesLPL Financial LLC1st Global Capital Corp.$25012-19-2018
Katherine Carmichael MorosaniEdward Jones1st Global Capital Corp.11-16-2018
Kevin Mark NeyreyCommonwealth Financial Network1st Global Capital Corp.06-20-2018
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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