Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carla Tara FloratosNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC01-10-2019
Lemond Arthur PontonNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC01-07-2019
Eric Brady LubinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-07-2019
Thomas StrackhouseMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$101-07-2019
Jihun YoonMML Investors Services, LLCAXA Advisors, LLC01-04-2019
Andrew ClarkeJ.P. Morgan Securities LLCAXA Advisors, LLC01-03-2019
Dominic OlsenSantander Securities LLCAXA Advisors, LLC01-03-2019
Richard R. KulbackiLPL Financial LLCAXA Advisors, LLC01-03-2019
Daniyal I AhmedProEquities, Inc.AXA Advisors, LLC01-03-2019
Ryan Charles Nicholas MayerTD Ameritrade Investment Management, LLCAXA Advisors, LLC01-03-2019
Ted ChenFirst Heartland Capital, Inc.AXA Advisors, LLC01-02-2019
Jeremy M. LeibowitzGWN Securities Inc.AXA Advisors, LLC01-02-2019
David William SosaWells Fargo Clearing Services, LLCAXA Advisors, LLC12-27-2018
Richard Keiichi Yamauchi Sr.Avantax Investment Services, Inc.AXA Advisors, LLC12-21-2018
Rhonda Joy SchwartzPark Avenue Securities LLCAXA Advisors, LLC12-21-2018
William D. PritchardAllstate Financial Services, LLCAXA Advisors, LLC12-20-2018
Jacob Siano WhalenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-18-2018
Andrew DinardoAmeriprise Financial Services, LLCAXA Advisors, LLC12-17-2018
Angela C. QuintanaNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC12-17-2018
Trevor Landry ReedMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-17-2018
Harold John Gordon IIIJ.P. Morgan Securities LLCAXA Advisors, LLC12-14-2018
Robert Daniel PerkinsLeigh Baldwin & Co., LLCAXA Advisors, LLC12-14-2018
Takeya Lashawn IngramAXA Advisors, LLCAXA Advisors, LLC12-14-2018
Anthony Michael ReboliniJ.P. Morgan Securities LLCAXA Advisors, LLC12-12-2018
William Jeffrey LoertscherFidelity Brokerage Services LLCAXA Advisors, LLC12-12-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.