Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Anthony Marchionni IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-26-2018
Andrew DinardoAmeriprise Financial Services, Inc.AXA Advisors, LLC12-17-2018
Andrew ElmoreAmeriprise Financial Services, Inc.AXA Advisors, LLC10-15-2018
Andrew Harris LindenbergAmeriprise Financial Services, Inc.AXA Advisors, LLC08-24-2018
Andrew William SuraceJ.P. Morgan Securities LLCAXA Advisors, LLC05-23-2018
Anthony Michael ReboliniJ.P. Morgan Securities LLCAXA Advisors, LLC12-12-2018
Arthur C ZapesochnyAmeriprise Financial Services, Inc.AXA Advisors, LLC09-14-2018
Benjamin MontreuilMML Investors Services, LLCAXA Advisors, LLC04-04-2018
Bruce Allan MaierAmeriprise Financial Services, Inc.AXA Advisors, LLC$5009-14-2018
Bruce IaconoJ.P. Morgan Securities LLCAXA Advisors, LLC05-15-2018
Carol Ann TopiM&T Securities, Inc.AXA Advisors, LLC05-07-2018
Christina Anne McCaugheyAmeriprise Financial Services, Inc.AXA Advisors, LLC09-21-2018
Christopher B. BurkeHornor, Townsend & Kent, LLCAXA Advisors, LLC$5004-17-2018
Courtney E BurkeMorgan StanleyAXA Advisors, LLC04-30-2018
Danny N. GomezMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-06-2018
David Michael Pulcini Jr.American Portfolios Financial Services, Inc.AXA Advisors, LLC08-17-2018
Diana S ApostolovaCadaret, Grant & Co., Inc.AXA Advisors, LLC04-27-2018
Diane SantoninoSecurian Financial Services, Inc.AXA Advisors, LLC11-20-2018
Eric Brady Lubin, Thomas StrackhouseMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-07-2019
Giordan Marc ZaroMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC02-06-2018
Gregory Samuel MantoAmeriprise Financial Services, Inc.AXA Advisors, LLC$5008-12-2018
Herve Thenor-LouisMML Investors Services, LLCAXA Advisors, LLC$5005-04-2018
Jacob Siano WhalenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-18-2018
John Benjamin LevittAmeriprise Financial Services, Inc.AXA Advisors, LLC$5004-02-2018
John P. HarmsAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC08-17-2018
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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