Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fraser Scott LeeNational Securities CorporationAXA Advisors, LLC07-23-2018
Kevin Michael FergusonFerguson Shapiro LLCAXA Advisors, LLC07-23-2018
James J. Syrewicz IIProvident Wealth Advisors, LLCAXA Advisors, LLC07-25-2018
Gerald Lepain Jr.Citizens Securities, Inc.AXA Advisors, LLC$25007-26-2018
Charles David McgrathJ.P. Morgan Securities LLCAXA Advisors, LLC07-31-2018
David Sanichi WestnedgeAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC$50008-01-2018
Benjamin Douglas HadleyRaymond James & Associates, Inc.AXA Advisors, LLC08-01-2018
Michael Wayne Kelley IIKelley Financial Planning, LLCAXA Advisors, LLC08-02-2018
Dylan HuchNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC08-08-2018
Kyle Eric AndersonHornor, Townsend & Kent, LLCAXA Advisors, LLC08-08-2018
Fred George SchoenfeldJ.P. Morgan Securities LLCAXA Advisors, LLC08-09-2018
Michael P. VoltinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-09-2018
Marley MantoAmeriprise Financial Services, Inc.AXA Advisors, LLC08-10-2018
Gregory Samuel MantoAmeriprise Financial Services, Inc.AXA Advisors, LLC$50008-12-2018
Eric Nicholas ManginJ.P. Morgan Securities LLCAXA Advisors, LLC08-13-2018
Karen Danette EdwardsGragg & Gragg, LLPAXA Advisors, LLC08-15-2018
David Michael Pulcini Jr.American Portfolios Financial Services, Inc.AXA Advisors, LLC08-17-2018
John P. HarmsAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC08-17-2018
Joseph A PrestigiacomoAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC08-17-2018
Alexander Guy NeriAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC08-17-2018
Marshal A. ScheidtAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC08-17-2018
Steven Ira RapfogelMercer Allied Company, L.P.AXA Advisors, LLC08-17-2018
Robert Louis ElliottAspen Gold FinancialAXA Advisors, LLC08-17-2018
Tara Egan MillerOppenheimer & Co. Inc.AXA Advisors, LLC08-20-2018
Emad Brian MosallamCambridge Investment Research, Inc.AXA Advisors, LLC08-21-2018
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Showing 1 to 25 of 153 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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