Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Diana Lynn CovellCFD Investments, Inc.Avantax Investment Services, Inc.07-23-2018
Steven ShorrAmeriprise Financial Services, Inc.Avantax Investment Services, Inc.08-01-2018
Randal M HillPruco Securities, LLC.Avantax Investment Services, Inc.08-03-2018
Debbie Carlene JonesCetera Financial Specialists LLCAvantax Investment Services, Inc.08-03-2018
Cody Allen JonesCetera Financial Specialists LLCAvantax Investment Services, Inc.08-03-2018
Joseph Michael D'AgostinoSagePoint Financial, Inc.Avantax Investment Services, Inc.$22008-06-2018
Kerrick Ben JaquithCetera Financial Specialists LLCAvantax Investment Services, Inc.08-07-2018
Myra Edna Rivera CrisologoQuest Capital Strategies, Inc.Avantax Investment Services, Inc.$10008-08-2018
Mark Layne BusbySignator Investors, Inc.Avantax Investment Services, Inc.08-10-2018
Blessing Chioma AhuamaTransamerica Financial Advisors, IncAvantax Investment Services, Inc.08-10-2018
Jessica Ann SmithJFS Wealth Advisors, LLCAvantax Investment Services, Inc.08-10-2018
Keith Arthur SchmitzWhitney Financial Strategies, LLCAvantax Investment Services, Inc.08-10-2018
Dean Vincent FerraroLonghouse Wealth ManagementAvantax Investment Services, Inc.08-21-2018
Mahesh Chandra SachdevaTransamerica Financial Advisors, IncAvantax Investment Services, Inc.$10008-22-2018
Mary Rosalia AllardCoastal Equities, Inc.Avantax Investment Services, Inc.08-27-2018
Svetlana Sarkisian ChowdhuryFarmers Financial Solutions, LLCAvantax Investment Services, Inc.08-29-2018
David Anthony NavarroWest Capital ManagementAvantax Investment Services, Inc.08-29-2018
Jitendra Bhagwandas DoshiLincoln Financial Securities CorporationAvantax Investment Services, Inc.$50008-31-2018
David Michael LamorteAXA Advisors, LLCAvantax Investment Services, Inc.$10009-04-2018
Carl Cole ShadeCommonwealth Financial NetworkAvantax Investment Services, Inc.09-05-2018
Claude Edwin LoweryEdward JonesAvantax Investment Services, Inc.09-07-2018
Nicholas Michael KalogerasWoodbury Financial Services, Inc.Avantax Investment Services, Inc.09-11-2018
Willie B. SimsPFS Investments Inc.Avantax Investment Services, Inc.$10009-12-2018
Salvatore John MuccioLPL Financial LLCAvantax Investment Services, Inc.09-13-2018
Jeremy Sevier AverySt. Bernard Financial Services, Inc.Avantax Investment Services, Inc.09-13-2018
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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