Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick Sturmer PaxtonInvestment Planning AdvisorsCambridge Investment Research, Inc.01-02-2019
Aderon Alan NapierHD Vest Investment ServicesCambridge Investment Research, Inc.$15012-21-2018
Christopher John LawRoyal Alliance Associates, Inc.Cambridge Investment Research, Inc.11-29-2018
Winnie Hui KnappTranscend Financial Advisors Inc.Cambridge Investment Research, Inc.11-19-2018
Deanna Cilnyk RoegerCetera Advisor Networks LLCCambridge Investment Research, Inc.11-06-2018
Lisa Marie MazzolaCWM, LLCCambridge Investment Research, Inc.11-05-2018
Daniel Lloyd BrubakerFirst Citizens Investor Services, Inc.Cambridge Investment Research, Inc.11-01-2018
William John HahnThe Leaders Group, Inc.Cambridge Investment Research, Inc.$5011-01-2018
Anne Elise PetersonLPL Financial LLCCambridge Investment Research, Inc.$110-19-2018
Nancy R. JaureguiConcorde Investment Services, LLCCambridge Investment Research, Inc.$2510-16-2018
Robert George Burleson Jr.Keel Point Capital, LLCCambridge Investment Research, Inc.$110-16-2018
Jeffery Wayne KestingCetera Advisor Networks LLCCambridge Investment Research, Inc.$1010-09-2018
Julien Luca BlanconMerrill Lynch, Pierce, Fenner & Smith IncorporatedCambridge Investment Research, Inc.10-08-2018
John Leonard NelsonTAG Wealth AdvisorsCambridge Investment Research, Inc.10-04-2018
Sam Fathy GhalySanta Monica Wealth Management, LLCCambridge Investment Research, Inc.10-02-2018
Todd Ashley RosellePurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$10010-02-2018
Brian Jason CarneyPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$5010-01-2018
Jarrett Franklin MorrisPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$5010-01-2018
Nathan Adam HockleyLifeMark Securities Corp.Cambridge Investment Research, Inc.$5009-26-2018
Nicola Domenico DipaoloVALIC Financial Advisors, Inc.Cambridge Investment Research, Inc.09-25-2018
David John NesbittLPL Financial LLCCambridge Investment Research, Inc.$2509-18-2018
Ilene B. GohmertLPL Financial LLCCambridge Investment Research, Inc.$2509-05-2018
Joseph Dale HermesLPL Financial LLCCambridge Investment Research, Inc.$5009-05-2018
Gregory Scott Griffith Sr.Cetera Investment Services LLCCambridge Investment Research, Inc.08-02-2018
Adam Ilung KimAXA Advisors, LLCCambridge Investment Research, Inc.$107-31-2018
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Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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