Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Samuel Michael ReedMML Investors Services, LLCCapital One Investing, LLC09-14-2018
Douglas P. GeraghtyLPL Financial LLCCapital One Investing, LLC09-10-2018
Daniel BignardelliMerrill Lynch, Pierce, Fenner & Smith IncorporatedCapital One Investing, LLC07-23-2018
Barbara Ellen Beck-RiegerJ.P. Morgan Securities LLCCapital One Investing, LLC05-15-2018
Paul PetersLPL Financial LLCCapital One Investing, LLC04-26-2018
Elizabeth Katarina LesarLPL Financial LLCCapital One Investing, LLC04-23-2018
Peter Joseph CostaSantander Securities LLCCapital One Investing, LLC04-19-2018
Daniel Stuart CookCitigroup Global Markets Inc.Capital One Investing, LLC04-16-2018
Jan A. GalvezOppenheimer & Co. Inc.Capital One Investing, LLC04-09-2018
Jason Zachary GopenJ.P. Morgan Securities LLCCapital One Investing, LLC04-06-2018
William Blake BridgesJ.P. Morgan Securities LLCCapital One Investing, LLC04-03-2018
Safet MusovicLPL Financial LLCCapital One Investing, LLC03-28-2018
Alexander BezuglyLPL Financial LLCCapital One Investing, LLC03-27-2018
Ghazi Z NweiranJ.P. Morgan Securities LLCCapital One Investing, LLC03-21-2018
Jeffrey Robert SeewaldLPL Financial LLCCapital One Investing, LLC03-12-2018
Steven Robert BrownLPL Financial LLCCapital One Investing, LLC01-16-2018
Thomas Joseph PolitoLPL Financial LLCCapital One Investing, LLC$10004-23-2018
Alan T. ZeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCapital One Investing, LLC$10003-22-2018
Dominic StillettiAmeriprise Financial Services, Inc.Capital One Investing, LLC$23405-23-2018
Eugene ZakutinskyCitigroup Global Markets Inc.Capital One Investing, LLC$25006-22-2018
Keith Miki ZuckerbergCetera Investment Services LLCCapital One Investing, LLC$50009-24-2018
Isaiah Novelle JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCapital One Investing, LLC$50007-27-2018
James Robert QuigleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Capital One Investing, LLC$50004-30-2018

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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