Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Wayne MillerJ.P. Morgan Securities LLCCapital One Investing, LLC08-01-2018
Elizabeth Mata RamirezJ.P. Morgan Securities LLCCapital One Investing, LLC06-15-2018
Zachary Douglas AllenLPL Financial LLCCapital One Investing, LLC06-11-2018
Jennifer Lee RobbinsSWBC Investment Services, LLCCapital One Investing, LLC06-05-2018
Uriel BatistaCUSO Financial Services, L.P.Capital One Investing, LLC05-30-2018
John William Holmes IIIWells Fargo Clearing Services, LLCCapital One Investing, LLC$2505-15-2018
Moises LeandroRaymond James Financial Services, Inc.Capital One Investing, LLC05-14-2018
Hugh Clay Johnson Jr.LPL Financial LLCCapital One Investing, LLC05-02-2018
Michael Lewis PritchardLPL Financial LLCCapital One Investing, LLC05-01-2018
Robert Matthew MeredithLPL Financial LLCCapital One Investing, LLC04-26-2018
Jake Curtis RichardBBVA Securities Inc.Capital One Investing, LLC04-18-2018
Falina Ann MendenallWells Fargo Clearing Services, LLCCapital One Investing, LLC04-17-2018
Ruth Louise DushWells Fargo Clearing Services, LLCCapital One Investing, LLC04-13-2018
Joshua Tomas ConteroJ.P. Morgan Securities LLCCapital One Investing, LLC$2504-09-2018
Jesus A Pompa1st Global Capital Corp.Capital One Investing, LLC04-04-2018
Neil Thompson DevoeLake Point Wealth Management, LLCCapital One Investing, LLC04-04-2018
John Dominic WrightWells Fargo Clearing Services, LLCCapital One Investing, LLC04-04-2018

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.