Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Agnes Ann RoachLPL Financial LLCCetera Advisor Networks LLC11-01-2018
Allen Michael HallLPL Financial LLCCetera Advisor Networks LLC10-19-2018
Amanda Lyvette RobinsonAXA Advisors, LLCCetera Advisor Networks LLC$1012-05-2018
Angela Marie CaballeroAshton Thomas Private Wealth, LLCCetera Advisor Networks LLC12-03-2018
Blaine Robbi CarverMarsJewett Financial Group, IncCetera Advisor Networks LLC07-16-2018
Bradley Joseph LangeU.S. Bancorp Investments, Inc.Cetera Advisor Networks LLC$5011-07-2018
Brent Roger AndersonSagePoint Financial, Inc.Cetera Advisor Networks LLC$1011-02-2018
Brian Andrew VossLPL Financial LLCCetera Advisor Networks LLC$5010-19-2018
Brian Glenn MarsMarsJewett Financial Group, IncCetera Advisor Networks LLC07-16-2018
Brian Keith SheyG. A. Repple & CompanyCetera Advisor Networks LLC06-06-2018
Brian Richard BronkLPL Financial LLCCetera Advisor Networks LLC06-28-2018
Chad I ArseneauLPL Financial LLCCetera Advisor Networks LLC$2510-19-2018
Charles Gary DrakeLPL Financial LLCCetera Advisor Networks LLC$2507-30-2018
Charles Oliver Pickett Jr.Allstate Financial Services, LLCCetera Advisor Networks LLC$1005-24-2018
Christian Thains RizziLPL Financial LLCCetera Advisor Networks LLC$10009-06-2018
Crystal Owens DunawayLPL Financial LLCCetera Advisor Networks LLC11-14-2018
Dana Bruce DavidsonHilltop Securities Independent Network Inc.Cetera Advisor Networks LLC12-07-2018
Daniel MehanLPL Financial LLCCetera Advisor Networks LLC07-25-2018
Darryl Randall FergusonLPL Financial LLCCetera Advisor Networks LLC07-27-2018
David Clyde BartonLPL Financial LLCCetera Advisor Networks LLC06-28-2018
David John HenningfieldLPL Financial LLCCetera Advisor Networks LLC$2511-01-2018
David Michael RiceLPL Financial LLCCetera Advisor Networks LLC11-01-2018
David Michael WinebrennerLPL Financial LLCCetera Advisor Networks LLC$7708-03-2018
Dominick Anthony ZizzoSA Stone Wealth Management Inc.Cetera Advisor Networks LLC11-20-2018
Douglas Edward GlickLPL Financial LLCCetera Advisor Networks LLC$15010-01-2018
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Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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