Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alberto MagliozziRaymond James & Associates, Inc.E*TRADE Securities LLC$5005-15-2018
Ali PoswalTD Ameritrade Investment Management, LLCE*TRADE Securities LLC01-02-2019
Amiel VolinskyMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Securities LLC05-04-2018
Angelo Garcia AgsalunaWells Fargo Clearing Services, LLCE*TRADE Securities LLC12-20-2018
Austin D. OmanAmeriprise Financial Services, LLCE*TRADE Securities LLC08-23-2018
Brandon Scott WarresEdward JonesE*TRADE Securities LLC07-23-2018
Cathy Lyn SullivanWells Fargo Clearing Services, LLCE*TRADE Securities LLC04-12-2018
Craig T. Gorden Jr.Morgan StanleyE*TRADE Securities LLC07-24-2018
Daniel Joseph WilliamsFidelity Brokerage Services LLCE*TRADE Securities LLC03-29-2018
Darrell Jeffrey Springer IIWilliam BlairE*TRADE Securities LLC06-28-2018
David Trevor MartinKummer Financial Strategies, LLCE*TRADE Securities LLC05-11-2018
Dylan Nicole VanceVanguard Marketing CorporationE*TRADE Securities LLC08-08-2018
Heather Page PospisilMorgan StanleyE*TRADE Securities LLC08-02-2018
Hunter Alexander PattersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Securities LLC09-28-2018
Jay Van GreenburgBruce A. Lefavi Securities, Inc.E*TRADE Securities LLC06-04-2018
Jessa Llagas DarundayWells Fargo Clearing Services, LLCE*TRADE Securities LLC03-07-2018
John Lindsey MerrickCambridge Investment Research, Inc.E*TRADE Securities LLC04-16-2018
Julius Ogbekhilulumen AgbonbhaseMorgan StanleyE*TRADE Securities LLC$111-16-2018
Lincoln Kimani NyingiPeachCap Securities, Inc.E*TRADE Securities LLC12-17-2018
Michael Eugene GeitnerLPL Financial LLCE*TRADE Securities LLC$1004-03-2018
Michael Stephen AbeliMorgan StanleyE*TRADE Securities LLC02-20-2018
Reynaldo Orion PolAmeriprise Financial Services, LLCE*TRADE Securities LLC05-01-2018
Richard Desmond CanalesMorgan StanleyE*TRADE Securities LLC07-12-2018
Robert Clifford GeweckeBancWest Investment Services, Inc.E*TRADE Securities LLC$2509-01-2018
Robert Michael KunceMorgan StanleyE*TRADE Securities LLC09-18-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.