Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Neil Peter Pagano Sr.Cambridge Investment Research, Inc.FSC Securities Corporation01-02-2019
Robert Joseph CaldwellPrice Financial Group Wealth ManagementFSC Securities Corporation12-14-2018
James Edward ClouseSecurities America, Inc.FSC Securities Corporation12-12-2018
John Henry Carty-CampbellCommonwealth Financial NetworkFSC Securities Corporation10-01-2018
Bandna VirdiJ.P. Morgan Securities LLCFSC Securities Corporation09-26-2018
Daniel B IrvingVESTECH Securities, Inc.FSC Securities Corporation09-12-2018
Chad Anthony NobleAmeriprise Financial Services, Inc.FSC Securities Corporation08-15-2018
Barry Devon RichardsonMoney Concepts Capital CorpFSC Securities Corporation08-06-2018
Robert Kimball Dickson Jr.Royal Alliance Associates, Inc.FSC Securities Corporation08-01-2018
Brian R. WeatherlyUnited Capital Financial AdvisersFSC Securities Corporation07-30-2018
Christopher Derrick FayLion Street Financial, LLCFSC Securities Corporation07-27-2018
Howard Mark RamsamughLion Street Financial, LLCFSC Securities Corporation07-27-2018
Laurence Edward GreeleyLPL Financial LLCFSC Securities Corporation07-16-2018
Srihari G BindiganavaleTFS Securities, Inc.FSC Securities Corporation06-07-2018
Paul John PfeifferNorthPoint Financial Planning LLCFSC Securities Corporation05-18-2018
Ian Philip GordonLPL Financial LLCFSC Securities Corporation05-10-2018
Travis Michael MainsLPL Financial LLCFSC Securities Corporation04-18-2018
Benjamin J. McClaskeyThe O.N. Equity Sales CompanyFSC Securities Corporation03-02-2018
Shawn Thomas HigginbothamCsenge Advisory Group, LLCFSC Securities Corporation02-15-2018
Shannon Jeremy WebbWebb Financial GroupFSC Securities Corporation01-19-2018
Louise Frances ColemanNational Securities CorporationFSC Securities Corporation$1001-11-2019
Richard Allen NorkunRoyal Alliance Associates, Inc.FSC Securities Corporation$2408-01-2018
Dace Andrew DekruifCetera Investment Services LLCFSC Securities Corporation$5008-16-2018
Mark Douglas MensackSecurities Service Network, LLCFSC Securities Corporation$5007-11-2018
Mark Lee DickersonAmeriprise Financial Services, Inc.FSC Securities Corporation$10008-15-2018
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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