Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron William GriswoldSantander Securities LLCFidelity Brokerage Services LLC01-02-2019
Adam Christian JensenU.S. Bancorp Investments, Inc.Fidelity Brokerage Services LLC04-03-2018
Alexander Louis CrawfordEdward JonesFidelity Brokerage Services LLC11-12-2018
Alissa Anne KroegerSecurities America, Inc.Fidelity Brokerage Services LLC08-17-2018
Andrew Martin MenefeeTD Ameritrade Investment Management, LLCFidelity Brokerage Services LLC01-31-2018
Andrew Thomas SeitzThe Huntington Investment CompanyFidelity Brokerage Services LLC08-06-2018
Aren YarianVoya Financial Advisors, Inc.Fidelity Brokerage Services LLC05-29-2018
Arielle N. DanielsNYLIFE Securities LLCFidelity Brokerage Services LLC02-06-2018
Barry Edward Seymour Jr.Morgan StanleyFidelity Brokerage Services LLC08-02-2018
Benjamin Joseph FinanLPL Financial LLCFidelity Brokerage Services LLC08-09-2018
Brady Lee GallagherMorgan StanleyFidelity Brokerage Services LLC08-16-2018
Brian Glenn ZuckerMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC01-26-2018
Bryan D. MeilingerLPL Financial LLCFidelity Brokerage Services LLC07-16-2018
Bryce R. JenkinsRoyal Alliance Associates, Inc.Fidelity Brokerage Services LLC04-23-2018
Cameron Jaimes KilleenCNR Securities, LLCFidelity Brokerage Services LLC06-08-2018
Casey Elsworth MarksLPL Financial LLCFidelity Brokerage Services LLC05-17-2018
Chris Jon KnabeCUSO Financial Services, L.P.Fidelity Brokerage Services LLC$2510-01-2018
Christopher Allen MarburgerEdward JonesFidelity Brokerage Services LLC04-09-2018
Christopher Damien StantonU.S. Bancorp Investments, Inc.Fidelity Brokerage Services LLC10-02-2018
Christopher Raymond RickCypress Wealth Services, LLCFidelity Brokerage Services LLC09-19-2018
Corey R. FogelAXA Advisors, LLCFidelity Brokerage Services LLC03-12-2018
Dallas JacksonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC02-20-2018
Daniel WorobiecJ.P. Morgan Securities LLCFidelity Brokerage Services LLC01-07-2019
Deidre Nicole WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC03-05-2018
Derek Paul SubotickiBancWest Investment Services, Inc.Fidelity Brokerage Services LLC09-14-2018
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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