Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Michael Louis TraegerFisher InvestmentsFidelity Brokerage Services LLC10-03-2018
Aaron William GriswoldSantander Securities LLCFidelity Brokerage Services LLC01-02-2019
Alanna Elizabeth NoorCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC09-25-2018
Alexander Milton HornerE*TRADE Securities LLCFidelity Brokerage Services LLC02-14-2018
Alexandra Nicole AitkenAmeriprise Financial Services, LLCFidelity Brokerage Services LLC04-03-2018
Andrew Ronald BlackE*TRADE Securities LLCFidelity Brokerage Services LLC03-02-2018
Anthony E. Clark Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC07-14-2018
Aren YarianVoya Financial Advisors, Inc.Fidelity Brokerage Services LLC05-29-2018
Arielle N. DanielsNYLIFE Securities LLCFidelity Brokerage Services LLC02-06-2018
Aziza El Harre BeySantander Securities LLCFidelity Brokerage Services LLC03-23-2018
Becca Leigh BristerCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC01-29-2018
Brady Lee GallagherMorgan StanleyFidelity Brokerage Services LLC08-16-2018
Brandon Joshua LittletonPrincipal Securities, Inc.Fidelity Brokerage Services LLC07-02-2018
Brandon Michael WhiteJ.P. Morgan Securities LLCFidelity Brokerage Services LLC04-05-2018
Brett Eugene EdwardsMorgan StanleyFidelity Brokerage Services LLC03-27-2018
Brett Thomas Von FlaternSecurian Financial Services, Inc.Fidelity Brokerage Services LLC09-14-2018
Brian Michael McLarneyEdward JonesFidelity Brokerage Services LLC06-18-2018
Brian R PondMML Investors Services, LLCFidelity Brokerage Services LLC$1006-18-2018
Brolin Michael McKayCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC08-09-2018
Bryan D. MeilingerLPL Financial LLCFidelity Brokerage Services LLC07-16-2018
Carissa Renee RoitschCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC08-02-2018
Cavet Nathaniel NelsonE*TRADE Securities LLCFidelity Brokerage Services LLC07-03-2018
Charity Rachel DickmanEdward JonesFidelity Brokerage Services LLC06-11-2018
Chris BostetterTD Ameritrade Investment Management, LLCFidelity Brokerage Services LLC06-05-2018
Christopher M. RivardDeutsche Bank Securities Inc.Fidelity Brokerage Services LLC01-23-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.