Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Everett MccowanRaymond James Financial Services, Inc.HD Vest Investment Services01-07-2019
Joshua Michael ShafferEdward JonesHD Vest Investment Services01-07-2019
Andrew Albert Koch Jr.American Portfolios Financial Services, Inc.HD Vest Investment Services01-04-2019
Daniel H. MotylDempsey Lord Smith, LLCHD Vest Investment Services01-02-2019
Justin Richard PooreKMS Financial Services, Inc.HD Vest Investment Services12-24-2018
Peter Walter VitaliJ.P. Morgan Securities LLCHD Vest Investment Services12-19-2018
Marcella Ann EvansCitizens Securities, Inc.HD Vest Investment Services12-18-2018
Jay L NathanLPL Financial LLCHD Vest Investment Services12-14-2018
Barbara Elizabeth LeonardLPL Financial LLCHD Vest Investment Services12-12-2018
Valerie McLaughlin1st Global Capital Corp.HD Vest Investment Services12-12-2018
Carroll M. DannettellCetera Financial Specialists LLCHD Vest Investment Services12-11-2018
Kristopher Neal KohtzTwo Firs FinancialHD Vest Investment Services12-04-2018
Celeste L. YuTwo Firs FinancialHD Vest Investment Services12-04-2018
Reggie U. AlilonuAlilonu Financial Services, LLCHD Vest Investment Services10-30-2018
Michael Paul ToliuszisMoney Concepts Capital CorpHD Vest Investment Services10-30-2018
Olukayode Akintola OjoCetera Financial Specialists LLCHD Vest Investment Services10-29-2018
Robert Bradford Oakes1st Global Capital Corp.HD Vest Investment Services10-18-2018
William Fred HancockWoodbury Financial Services, Inc.HD Vest Investment Services$2510-17-2018
Robert Timothy VentourBFC Planning, Inc.HD Vest Investment Services10-12-2018
Gina M. GucciardoCetera Financial Specialists LLCHD Vest Investment Services10-02-2018
Edward Harry WarnCetera Advisor Networks LLCHD Vest Investment Services09-20-2018
Nicholas Michael KalogerasWoodbury Financial Services, Inc.HD Vest Investment Services09-11-2018
Claude Edwin LoweryEdward JonesHD Vest Investment Services09-07-2018
Carl Cole ShadeCommonwealth Financial NetworkHD Vest Investment Services09-05-2018
Jitendra Bhagwandas DoshiLincoln Financial Securities CorporationHD Vest Investment Services08-31-2018
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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