Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Laura Daly RyanSunTrust Investment Services, Inc.J.P. Morgan Securities LLC$101-11-2019
Jaime LegarretaBBVA Securities Inc.J.P. Morgan Securities LLC01-10-2019
Erasmo Radhames SosaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-02-2019
Jesse Jason DenewethWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-02-2019
William Michael MeyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15001-02-2019
Jaquelin Orantes YanesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-27-2018
William Brian HemsworthBBVA Securities Inc.J.P. Morgan Securities LLC12-26-2018
Erik Edward AndersenDriftwood Capital, LLCJ.P. Morgan Securities LLC12-19-2018
Justin David DockterTD Ameritrade Investment Management, LLCJ.P. Morgan Securities LLC12-17-2018
Laurent Lorenzo WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-14-2018
Zimbabwe Malik BarnesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-14-2018
Michael Patrick HirteLPL Financial LLCJ.P. Morgan Securities LLC12-13-2018
Omal Antony JosephWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-06-2018
Verlin Dion HobbsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-06-2018
Edwin Shanil KumarU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC12-05-2018
Jonathan Javier PezoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-05-2018
Paul RodriguezUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC$112-05-2018
Jeffrey Philip BordenEdward JonesJ.P. Morgan Securities LLC$111-30-2018
Jehnna Alisa WhiteCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-29-2018
Angel Ivan CruzWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-26-2018
Jose David CamposBBVA Securities Inc.J.P. Morgan Securities LLC$2511-26-2018
Michael Mcdonald SanderSander Capital Advisors, Inc.J.P. Morgan Securities LLC11-20-2018
Wright T SchwartingMorgan StanleyJ.P. Morgan Securities LLC11-20-2018
Robert Michael Hebert Jr.FTB Advisors, Inc.J.P. Morgan Securities LLC11-16-2018
Ethan Misho CampbellWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$111-14-2018
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Showing 1 to 25 of 265 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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