Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron D. GuinnFisher InvestmentsJ.P. Morgan Securities LLC03-20-2018
Aaron J. MorgensternAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC04-16-2018
Aaron Lynn FosterRBC Capital Markets, LLCJ.P. Morgan Securities LLC$5006-26-2018
Aaron S. Correll Jr.Fidelity Brokerage Services LLCJ.P. Morgan Securities LLC06-11-2018
Aaron William GriswoldFidelity Brokerage Services LLCJ.P. Morgan Securities LLC09-25-2018
Abraham Ramos BustamanteUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC09-19-2018
Adam J. TlustyFiduciary Counselling IncJ.P. Morgan Securities LLC08-07-2018
Adam Scott AltwergerUBS Financial Services Inc.J.P. Morgan Securities LLC07-27-2018
Adelino Alves DiasCiti Private Advisory, LLCJ.P. Morgan Securities LLC$15006-28-2018
Adrita Shamsher ProvaCitizens Securities, Inc.J.P. Morgan Securities LLC03-06-2018
Aimee Poovi Nadjoa Lolo GrantUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC05-01-2018
Alain Richard GardnerWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$1109-14-2018
Alberto Chavez Jr.Frost Brokerage Services, Inc.J.P. Morgan Securities LLC11-26-2018
Alberto NunezTD Ameritrade Investment Management, LLCJ.P. Morgan Securities LLC09-10-2018
Alcides H. Gonzalez VillatoroWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-19-2018
Alexander Jose FlorMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-04-2018
Alexander N. WebbPlanMember Securities CorporationJ.P. Morgan Securities LLC05-25-2018
Alexandra M PanoraWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-12-2018
Alissa Ellen DepueMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-23-2018
Amanda L. RainesU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC06-11-2018
Amela RakovacWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-11-2018
Amina MezouarBancWest Investment Services, Inc.J.P. Morgan Securities LLC05-30-2018
Analeigha Olivia OrtegaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-01-2018
Andmira MetaniWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-11-2018
Andre Luiz Miranda PaivaInsight Wealth Strategies, LLCJ.P. Morgan Securities LLC10-24-2018
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Showing 1 to 25 of 640 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.