Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Norma Jean SimsSecurities America, Inc.J.P. Morgan Securities LLC12-14-2018
Joshua David McglothlinCambridge Investment Research, Inc.J.P. Morgan Securities LLC10-03-2018
Erik Charles TomLPL Financial LLCJ.P. Morgan Securities LLC09-26-2018
Christopher Scott BechertEdward JonesJ.P. Morgan Securities LLC08-31-2018
Braylen Michael ScottLPL Financial LLCJ.P. Morgan Securities LLC08-21-2018
Sarah S. MooreDonaldson Capital Management LLCJ.P. Morgan Securities LLC08-11-2018
Shaun Marie IrwinForum Private Client Group LLCJ.P. Morgan Securities LLC08-07-2018
Mark David AnleitnerCWM, LLCJ.P. Morgan Securities LLC$15008-06-2018
Mark Vincent ObrzutRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15008-03-2018
Nathan D. ShieldsRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15008-03-2018
Jackson M StewartRaymond James & Associates, Inc.J.P. Morgan Securities LLC08-03-2018
Jeremy Michael CoonsCharles Schwab & Co., Inc.J.P. Morgan Securities LLC07-27-2018
Christopher Evan RayEdward JonesJ.P. Morgan Securities LLC05-04-2018
Michael Richard WernerMeridian Investment Advisors, Inc.J.P. Morgan Securities LLC04-18-2018
Eric K. HallWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$1003-27-2018
William Jacob McMannisTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC03-08-2018
Kenneth Eric FritzAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC$5002-13-2018
Edward H. ChoKey Investment Services LLCJ.P. Morgan Securities LLC01-22-2018

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.