Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Morgan Lee MudgeAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC11-08-2018
Gaetano DibellaThe Huntington Investment CompanyJ.P. Morgan Securities LLC10-26-2018
Mitchell G. ShepherdPrincipal Securities, Inc.J.P. Morgan Securities LLC10-23-2018
Derrel Calvin KentCUSO Financial Services, L.P.J.P. Morgan Securities LLC10-01-2018
Ronald Lee Miller IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-28-2018
Mario PopajWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-24-2018
Emily A. VinicFifth Third Securities, Inc.J.P. Morgan Securities LLC08-06-2018
Zachary Steven PaulMorgan StanleyJ.P. Morgan Securities LLC07-17-2018
James F. Maguire IVLPL Financial LLCJ.P. Morgan Securities LLC07-09-2018
Jamie Marie-Brandt PilkintonThe Huntington Investment CompanyJ.P. Morgan Securities LLC06-27-2018
Joshua D. PalettaThe Huntington Investment CompanyJ.P. Morgan Securities LLC06-08-2018
Bryan D. CasebereRaymond James & Associates, Inc.J.P. Morgan Securities LLC05-21-2018
Youssef HodrojCitizens Securities, Inc.J.P. Morgan Securities LLC05-10-2018
Maxx E. FosterJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC04-30-2018
Vanessa Sofia KnudsenCitizens Securities, Inc.J.P. Morgan Securities LLC03-26-2018
Andrew Richard DusenburyCitizens Securities, Inc.J.P. Morgan Securities LLC03-22-2018
Jeffrey E. KujanThe Huntington Investment CompanyJ.P. Morgan Securities LLC03-21-2018
Eric Steven GandyCUSO Financial Services, L.P.J.P. Morgan Securities LLC01-22-2018
Dathan Everett LumpkinsWells Fargo Advisors Financial Network, LLCJ.P. Morgan Securities LLC01-12-2018

Showing 1 to 19 of 19 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.