Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron J. MorgensternAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC04-16-2018
Alcides H. Gonzalez VillatoroWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-19-2018
Alexander Jose FlorMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-04-2018
Aneudy Agustin PayanoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-01-2018
Anthony Vincent MannoSantander Securities LLCJ.P. Morgan Securities LLC04-02-2018
Antonina VicariCitigroup Global Markets Inc.J.P. Morgan Securities LLC$15009-18-2018
Benjamin KaplowitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15011-01-2018
Chi Chui MakInfinex Investments, Inc.J.P. Morgan Securities LLC10-03-2018
Christopher Jesus RiofrioInfinex Investments, Inc.J.P. Morgan Securities LLC05-11-2018
Clayton Corey CohenMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15006-04-2018
Duran O ColeyHSBC Securities (USA) Inc.J.P. Morgan Securities LLC02-23-2018
Eli AcevedoSantander Securities LLCJ.P. Morgan Securities LLC05-11-2018
Erasmo Radhames SosaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-02-2019
Glen Keith KashetskyWells Fargo Advisors Financial Network, LLCJ.P. Morgan Securities LLC$15009-21-2018
Ho Kyung A. JungMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-14-2018
Jackeline Asencio-LopezCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-07-2018
Jacob AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-26-2018
Jacqueline RahnMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-07-2018
James Dunphy IVCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-17-2018
Jason John NunneryM&T Securities, Inc.J.P. Morgan Securities LLC09-28-2018
Jason Ross GenoveseMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-11-2019
Jeff J ShiWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-10-2018
Jehnna Alisa WhiteCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-29-2018
Jessy S. MogroWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15009-11-2018
Jimmy ChengMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-01-2018
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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