Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alain Richard GardnerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC$11009-14-2018
Alberto Chavez Jr.Frost Brokerage Services, Inc.J.P. Morgan Securities LLC11-26-2018
Amela RakovacWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC06-11-2018
Angel Ivan CruzWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC11-26-2018
Angus S. McdonaldMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-17-2018
Brad A. RatliffBBVA Securities Inc.J.P. Morgan Securities LLC01-24-2018
Bradley Trent CoveySTA Wealth Management, LLCJ.P. Morgan Securities LLC10-10-2018
Camilo Humberto GarciaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-19-2018
Cathleen Elizabeth CrewsMatter Family OfficeJ.P. Morgan Securities LLC10-30-2018
Christopher GarciaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-01-2018
Claudia Victoria MartinezMorgan StanleyJ.P. Morgan Securities LLC08-08-2018
Crystal Kasonja FowlerNYLIFE Securities LLCJ.P. Morgan Securities LLC03-19-2018
Daniel ArmendarizBBVA Securities Inc.J.P. Morgan Securities LLC07-02-2018
David Dowling HornbergerGlass Wealth Management Co.J.P. Morgan Securities LLC11-08-2018
David Michael WorkmanKestra Investment Services, LLCJ.P. Morgan Securities LLC08-08-2018
Denver L ChildsBBVA Securities Inc.J.P. Morgan Securities LLC$10008-09-2018
Diego RomeroWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC10-08-2018
Elias Antonio RamirezWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC05-02-2018
G. Barry Landrum Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC11-13-2018
Hanh T. TranAllstate Financial Services, LLCJ.P. Morgan Securities LLC11-06-2018
Isel Maria IsernMorgan StanleyJ.P. Morgan Securities LLC08-23-2018
Jabari Ali MorganLPL Financial LLCJ.P. Morgan Securities LLC03-02-2018
Jaime LegarretaBBVA Securities Inc.J.P. Morgan Securities LLC01-10-2019
Jaquelin O. YanesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC12-27-2018
Jeffrey Douglas HackettMorgan StanleyJ.P. Morgan Securities LLC10-12-2018
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Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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