Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy R NewmanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-10-2019
Pedro Julio DelgadoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-02-2019
Jesse Jason DenewethWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-02-2019
Jaquelin O YanesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-27-2018
Zimbabwe Malik BarnesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-14-2018
Omal Antony JosephWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-06-2018
Jonathan J PezoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-05-2018
Angel Ivan CruzWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-26-2018
Ethan M CampbellWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-14-2018
G Barry Landrum JrWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-13-2018
Amber GhauriWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-12-2018
Valerie Cynthia KrebsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-09-2018
Rex Malcolm Dendinger IiiWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-01-2018
Yong En XiaoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-01-2018
Juan Espitia JrWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-19-2018
James M GeartyWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-15-2018
Sheryl Lavette DoctorWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-08-2018
Diego RomeroWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-08-2018
Donald Shane HowatWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15009-28-2018
Rafael Fernandes PerroneWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-28-2018
Mario PopajWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-24-2018
Bruno Rodolfo NaranjoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-19-2018
Jorge G SilvaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-18-2018
Brian David RuscaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-14-2018
Alain Richard GardnerWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-14-2018
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.