Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Joseph McCarthyLPL Financial LLCKestra Investment Services, LLC01-04-2019
Rebecca Lauren TrachtenbergLPL Financial LLCKestra Investment Services, LLC01-04-2019
Alton B. Raney IILPL Financial LLCKestra Investment Services, LLC12-07-2018
Timothy Charles WithersTwin Gryphon Advisors LLCKestra Investment Services, LLC11-23-2018
Joseph Matthew BrooksNorthwestern Mutual Investment Services, LLCKestra Investment Services, LLC$10010-23-2018
Charles Richard BranchLPL Financial LLCKestra Investment Services, LLC$5010-22-2018
Jeffrey Alan BottorffCetera Advisor Networks LLCKestra Investment Services, LLC10-16-2018
Tom Abel PuentesPeachCap Securities, Inc.Kestra Investment Services, LLC$15009-18-2018
Paul Michael AtchisonAmeriprise Financial Services, Inc.Kestra Investment Services, LLC09-07-2018
Charles Daniel KerWoodbury Financial Services, Inc.Kestra Investment Services, LLC08-31-2018
Darrell Lee JonesSecurities America, Inc.Kestra Investment Services, LLC$1008-24-2018
Michael Alan WienandtClient One Securities LLCKestra Investment Services, LLC$10008-16-2018
Mark A JohnsonLPL Financial LLCKestra Investment Services, LLC$1508-06-2018
Paul Michael RotellCambridge Investment Research, Inc.Kestra Investment Services, LLC07-24-2018
Don Edward McKinleyFortify Wealth, Inc.Kestra Investment Services, LLC07-16-2018
Amanda Lea ArthurCreighton Retirement PartnersKestra Investment Services, LLC06-08-2018
Charles Evans RoeCommonwealth Financial NetworkKestra Investment Services, LLC$5005-21-2018
Terence George HickeySecurities Service Network, LLCKestra Investment Services, LLC$5005-07-2018
Patrick Francis ClarkNeshaminy Creek AdvisorsKestra Investment Services, LLC04-26-2018
Raul Julian Reyes Jr.Transamerica Financial Advisors, IncKestra Investment Services, LLC04-11-2018
David Nyles NelsonThe O.N. Equity Sales CompanyKestra Investment Services, LLC04-09-2018
James Thomas BurnsWoodbury Financial Services, Inc.Kestra Investment Services, LLC03-14-2018
Joshua E. DanforthLegacy Capital Wealth Partners, LLCKestra Investment Services, LLC03-05-2018
Matthew Ridgway JonesLegacy Capital Wealth Partners, LLCKestra Investment Services, LLC03-02-2018
Edward Allan KnowlesSecurities America, Inc.Kestra Investment Services, LLC02-05-2018
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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