Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Walter McIntoshFSC Securities CorporationLPL Financial LLC12-17-2018
Aldo Antonio JimenezMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC10-22-2018
Diana Theresa StanisClarity Financial ManagementLPL Financial LLC10-09-2018
David Andrew MedlinChelsea Financial ServicesLPL Financial LLC10-06-2018
Jason Todd GlowskiEdward JonesLPL Financial LLC08-20-2018
Richard Patrick NittoKey Investment Services LLCLPL Financial LLC06-22-2018
Scott Alan MoenigJ.P. Morgan Securities LLCLPL Financial LLC06-13-2018
Benjamin C LingenfelterAmeriprise Financial Services, Inc.LPL Financial LLC06-04-2018
Daniel Joseph AspenleiterCadaret, Grant & Co., Inc.LPL Financial LLC04-20-2018
Stephen Francis GriskoPeak Brokerage Services, LLCLPL Financial LLC04-10-2018
Cynthia Eileen VanceSterling Investment Counsel, LLCLPL Financial LLC04-09-2018
Terrence Murphy TormeySagePoint Financial, Inc.LPL Financial LLC04-06-2018
William Carl AraneoJ.P. Morgan Securities LLCLPL Financial LLC04-06-2018
Albert Warner Fenical IIICetera Investment Services LLCLPL Financial LLC03-12-2018
Bridget Dorothy Carson-ScalaFortis Group Advisors LLCLPL Financial LLC02-21-2018
Vanessa Lynn RampinoFortis Group Advisors LLCLPL Financial LLC02-21-2018
Wendy Sue MorascoLincoln Financial Advisors CorporationLPL Financial LLC02-13-2018
Timothy E. ConwayKey Investment Services LLCLPL Financial LLC01-24-2018
Siobhan Marie FallonKey Investment Services LLCLPL Financial LLC01-22-2018
Gregory Michael EmrPurshe Kaplan Sterling InvestmentsLPL Financial LLC$4909-14-2018
Mark William ThomasEquity Services, Inc.LPL Financial LLC$5007-30-2018
Mark Hutchins EgenerInvestacorp, Inc.LPL Financial LLC$10005-18-2018
Frank Kirk DyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$18512-06-2018
Allison Clancy HudsonKestra Investment Services, LLCLPL Financial LLC$28802-21-2018

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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