Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Walter McIntoshFSC Securities CorporationLPL Financial LLC12-17-2018
Larry TopolanskiAllstate Financial Services, LLCLPL Financial LLC12-14-2018
Matthew D. StivesKey Investment Services LLCLPL Financial LLC11-08-2018
Aldo Antonio JimenezMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC10-22-2018
Diana Theresa StanisClarity Financial ManagementLPL Financial LLC10-09-2018
David Andrew MedlinChelsea Financial ServicesLPL Financial LLC10-06-2018
Alaine Danielle MacdougallThe Investment Center, Inc.LPL Financial LLC09-13-2018
John William King IIIJ.P. Morgan Securities LLCLPL Financial LLC09-07-2018
Jason Todd GlowskiEdward JonesLPL Financial LLC08-20-2018
Mark William ThomasEquity Services, Inc.LPL Financial LLC07-30-2018
William Stuart SchieferJ.P. Morgan Securities LLCLPL Financial LLC07-26-2018
Richard Patrick NittoKey Investment Services LLCLPL Financial LLC06-22-2018
Scott Alan MoenigJ.P. Morgan Securities LLCLPL Financial LLC06-13-2018
Ernest EscobarJ.P. Morgan Securities LLCLPL Financial LLC06-06-2018
Alexander Scott MorphetInfinex Investments, Inc.LPL Financial LLC06-06-2018
Benjamin C LingenfelterAmeriprise Financial Services, LLCLPL Financial LLC06-04-2018
Travis Robert WhiteLPL Financial LLCLPL Financial LLC05-31-2018
Timothy P. MaherRaymond James Financial Services, Inc.LPL Financial LLC05-21-2018
Daniel Joseph AspenleiterCadaret, Grant & Co., Inc.LPL Financial LLC04-20-2018
Stephen Francis GriskoPeak Brokerage Services, LLCLPL Financial LLC04-10-2018
Andrew NinnoBankers Life Securities, Inc.LPL Financial LLC04-10-2018
William Carl AraneoJ.P. Morgan Securities LLCLPL Financial LLC04-06-2018
Terrence Murphy TormeySagePoint Financial, Inc.LPL Financial LLC04-06-2018
Adrian L. JohnsonKestra Investment Services, LLCLPL Financial LLC04-04-2018
Camilla B. MerrickM&T Securities, Inc.LPL Financial LLC04-03-2018
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.