Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nathanial Lee ParkerTriad Advisors LLCLPL Financial LLC12-03-2018
Julie A. Vavra DaleySecurities America, Inc.LPL Financial LLC11-01-2018
Michael Max SchindlerEllsworth Advisors, LLCLPL Financial LLC10-08-2018
James Thomas EliosPrivate Client Services, LLCLPL Financial LLC$84010-04-2018
Kelly Michael KuennenEllsworth Advisors, LLCLPL Financial LLC09-25-2018
Christopher Leonard LandaThe O.N. Equity Sales CompanyLPL Financial LLC09-14-2018
Jason Robert SmootThe Huntington Investment CompanyLPL Financial LLC08-09-2018
Gary Lawrence KaczmarekTriad Advisors LLCLPL Financial LLC$10008-08-2018
Jason Dean GoldsmithWells Fargo Advisors Financial Network, LLCLPL Financial LLC07-13-2018
John Peter RuebsteckPNC InvestmentsLPL Financial LLC$10006-25-2018
Leshawn Maurice PowersThe Huntington Investment CompanyLPL Financial LLC06-11-2018
Brian Patrick GiestingPrivate Client Services, LLCLPL Financial LLC$10006-01-2018
Michael Anthony SoudersPrivate Client Services, LLCLPL Financial LLC$10006-01-2018
Ryan Pat BonaventuraPrivate Client Services, LLCLPL Financial LLC$25006-01-2018
Daniel Edward SoudersPrivate Client Services, LLCLPL Financial LLC$50006-01-2018
Brian Patrick SchwederPrivate Client Services, LLCLPL Financial LLC06-01-2018
Thomas Knight MaceyPrivate Client Services, LLCLPL Financial LLC06-01-2018
Zel Edward BushCambridge Investment Research, Inc.LPL Financial LLC$10005-16-2018
Jerald Lewis ButtsSecurities America, Inc.LPL Financial LLC$10005-09-2018
Brian David SmithSecurities America, Inc.LPL Financial LLC$25005-09-2018
David Wayne PleissFifth Third Securities, Inc.LPL Financial LLC04-16-2018
Stephen Brian SheaMorgan StanleyLPL Financial LLC04-13-2018
Christopher M. EatonFifth Third Securities, Inc.LPL Financial LLC02-15-2018
Todd David BrownWells Fargo Advisors Financial Network, LLCLPL Financial LLC$10001-26-2018
Jeremy Michael BokCommonwealth Financial NetworkLPL Financial LLC01-26-2018
Next Page »

Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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