Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patricia Lorraine MioneMutual Advisors, LLCLPL Financial LLC12-19-2018
Brandy Alexis ArizaCentric Advisors, LLCLPL Financial LLC$5012-14-2018
Amber C AllenLPL Financial LLCLPL Financial LLC12-10-2018
Quincy Jovon GoudeauWells Fargo Clearing Services, LLCLPL Financial LLC12-07-2018
Craig Alan SeverinRIA AdvisorsLPL Financial LLC$5011-20-2018
Kenzie Lynn ConwayCharles Schwab & Co., Inc.LPL Financial LLC11-12-2018
Marshall Charles Barclay Jr.Level Four Advisory ServicesLPL Financial LLC$2511-12-2018
Philip John ClesiAvantax Investment Services, Inc.LPL Financial LLC$1410-25-2018
Randy Louis SmithClear Sky Financial, LPLPL Financial LLC$1,00010-11-2018
John Wesley PaulsonClear Sky Financial, LPLPL Financial LLC$5010-11-2018
Andrew Louis HickeyClear Sky Financial, LPLPL Financial LLC$10010-11-2018
Nicholas Russell MoyCetera Advisor Networks LLCLPL Financial LLC10-08-2018
James Curtis ReesCWM, LLCLPL Financial LLC$9710-08-2018
Linda Sue YoungSummit Wealth StrategiesLPL Financial LLC$15009-24-2018
Michael Ronald BrownKestra Advisory Services, LLCLPL Financial LLC$10009-21-2018
Matthew Westin GentryAdvisor Resource CouncilLPL Financial LLC08-31-2018
Brando Palazzo-GiorgioIcon Wealth Partners, LLCLPL Financial LLC08-24-2018
Elizabeth Lisa TurekMoney Concepts Capital CorpLPL Financial LLC08-22-2018
Tara Brooke HoweyAdvisor Resource CouncilLPL Financial LLC08-15-2018
Chad ZiehlVALIC Financial Advisors, Inc.LPL Financial LLC08-06-2018
Quan The LuuMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$2507-30-2018
Richard Ray SnowdenCetera Investment Services LLCLPL Financial LLC$1,00007-25-2018
Alicia Marie LangdonWPWealth LLPLPL Financial LLC06-27-2018
Jason Howell PoffAllstate Financial Services, LLCLPL Financial LLC06-15-2018
Daniel John WoodardSecurities America, Inc.LPL Financial LLC$10005-18-2018
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.