Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Miranda Joyce BondeOneAmerica Securities, Inc.LPL Financial LLC10-29-2018
Richard Allan ThompsonResonant Capital Advisors, LLCLPL Financial LLC10-23-2018
Shannon McGlocklinMML Investors Services, LLCLPL Financial LLC09-07-2018
Daniel David LottsU.S. Bancorp Investments, Inc.LPL Financial LLC07-16-2018
Thomas James NoelCWM, LLCLPL Financial LLC06-12-2018
Todd Alan WolffCWM, LLCLPL Financial LLC06-12-2018
Debra Ellen RanguetteCWM, LLCLPL Financial LLC06-12-2018
Taylor Robert SmithymanCWM, LLCLPL Financial LLC06-12-2018
Ross Anthony MuellerMutual Advisors, LLCLPL Financial LLC05-03-2018
Staci Eileen AllenRobert W. Baird & Co. IncorporatedLPL Financial LLC04-24-2018
Joshua D KassulkeAmeriprise Financial Services, Inc.LPL Financial LLC04-11-2018
Dale KolarEdward JonesLPL Financial LLC$9011-09-2018
Richard Andrew NagelCommonwealth Financial NetworkLPL Financial LLC$10011-30-2018
James AsplinEdward JonesLPL Financial LLC$18008-25-2018
Sarah Kathleen WiersmaAmeriprise Financial Services, Inc.LPL Financial LLC$25005-11-2018
Todd Carlton OflanaganMoney Concepts Capital CorpLPL Financial LLC$25003-06-2018
Kyle Scott BergWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)LPL Financial LLC$35003-29-2018
Thomas Robert SweetPackerland Brokerage Services, Inc.LPL Financial LLC$50002-20-2018
Patrick David MeisterWoodbury Financial Services, Inc.LPL Financial LLC$50001-25-2018

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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