Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Dean YoungAllstate Financial Services, LLCMML Investors Services, LLC10-30-2018
Mark Andrew AshworthAllstate Financial Services, LLCMML Investors Services, LLC10-05-2018
Henry Raymond ConkleAllstate Financial Services, LLCMML Investors Services, LLC09-11-2018
Wayne Frederick Slattery Jr.Allstate Financial Services, LLCMML Investors Services, LLC03-19-2018
Derek Allan TritschAllstate Financial Services, LLCMML Investors Services, LLC03-02-2018
James Duncan McGaryAllstate Financial Services, LLCMML Investors Services, LLC02-28-2018
John Calhoun DanielAllstate Financial Services, LLCMML Investors Services, LLC02-27-2018
Shaun M. TarzyAlphaStar Capital Management, LLCMML Investors Services, LLC08-30-2018
Alberto Hernan ChavezAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC07-19-2018
Daniel Alan ShepardAmeriprise Financial Services, LLCMML Investors Services, LLC12-11-2018
Chase DrakeAmeriprise Financial Services, LLCMML Investors Services, LLC10-29-2018
Curt Anthony PedersonAmeriprise Financial Services, LLCMML Investors Services, LLC$8410-16-2018
Carrie M. FleetwoodAmeriprise Financial Services, LLCMML Investors Services, LLC09-18-2018
Robyn Lynell AdamsAmeriprise Financial Services, LLCMML Investors Services, LLC06-20-2018
Todd David HandleyAmeriprise Financial Services, LLCMML Investors Services, LLC$2505-25-2018
Jill WilliamsAmeriprise Financial Services, LLCMML Investors Services, LLC$10005-25-2018
Alexander Dale HancockAmeriprise Financial Services, LLCMML Investors Services, LLC05-25-2018
Philip Nathaniel HoweAmeriprise Financial Services, LLCMML Investors Services, LLC05-04-2018
Robert E. Francis Jr.Ameriprise Financial Services, LLCMML Investors Services, LLC05-04-2018
Ryan LambertAmeriprise Financial Services, LLCMML Investors Services, LLC$5003-13-2018
Quynh Ngoe DaoAmeriprise Financial Services, LLCMML Investors Services, LLC02-09-2018
James Lee PhillipsAmeriprise Financial Services, LLCMML Investors Services, LLC02-01-2018
Cheri L AmsdenAmeriprise Financial Services, LLCMML Investors Services, LLC02-01-2018
Christopher John SprattAmeriprise Financial Services, LLCMML Investors Services, LLC02-01-2018
Mark J WellsAmeriprise Financial Services, LLCMML Investors Services, LLC02-01-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.