Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Leonard Lester NeislerCFD Investments, Inc.MML Investors Services, LLC$2506-25-2018
Lillie Ann PowellPNC InvestmentsMML Investors Services, LLC$2,00002-08-2018
Linda Rae LoringPruco Securities, LLC.MML Investors Services, LLC$1002-27-2018
Marco FranzellaAXA Advisors, LLCMML Investors Services, LLC05-11-2018
Marcus Christian DeckerLPL Financial LLCMML Investors Services, LLC03-23-2018
Marguerite N DanielsPruco Securities, LLC.MML Investors Services, LLC$23008-23-2018
Marilyn Carol FriedmanLPL Financial LLCMML Investors Services, LLC$1005-08-2018
Mark Alan McLaffertyCambridge Investment Research, Inc.MML Investors Services, LLC07-20-2018
Mark Andrew AshworthAllstate Financial Services, LLCMML Investors Services, LLC10-05-2018
Mark J WellsAmeriprise Financial Services, Inc.MML Investors Services, LLC02-01-2018
Mark Thomas WaltonCUSO Financial Services, L.P.MML Investors Services, LLC$5007-24-2018
Mary Syrokwash EarlGWN Securities Inc.MML Investors Services, LLC$3005-07-2018
Matt Wynn MilhollandWells Fargo Advisors Financial Network, LLCMML Investors Services, LLC08-10-2018
Matthew Richard OlsenNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC$1006-11-2018
Matthew Ryan HaleSecurian Financial Services, Inc.MML Investors Services, LLC02-16-2018
Maureen But ReckerBridgelane FinancialMML Investors Services, LLC11-15-2018
Melissa Bethann ReaktenwaltCambridge Investment Research, Inc.MML Investors Services, LLC11-09-2018
Michael Allen StoneGWN Securities Inc.MML Investors Services, LLC03-09-2018
Michael Anthony BushCetera Advisors LLCMML Investors Services, LLC03-12-2018
Michael Barres CawthonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC04-10-2018
Michael David BrockelmanSecurities America, Inc.MML Investors Services, LLC$2507-02-2018
Michael David HatemCitizens Securities, Inc.MML Investors Services, LLC04-30-2018
Michael John HackettPlanMember Securities CorporationMML Investors Services, LLC01-18-2018
Michael P. LaceyPark Avenue Securities LLCMML Investors Services, LLC12-17-2018
Michael Sherwin GoldmanPruco Securities, LLC.MML Investors Services, LLC03-30-2018
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Showing 126 to 150 of 221 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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