Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Tobin BillStifel, Nicolaus & Company, IncorporatedMML Investors Services, LLC09-07-2018
Murray Duquercron Bonnoitt Jr.Liberty Partners Financial Services, LLCMML Investors Services, LLC$2507-26-2018
Neal GordonRaymond James Financial Services, Inc.MML Investors Services, LLC$5002-07-2018
Nelson Bradford AhernAmeritas Investment Corp.MML Investors Services, LLC$3801-07-2019
Nicholas E OlmsteadPackerland Brokerage Services, Inc.MML Investors Services, LLC12-13-2018
Noah Hunter ReichertLPL Financial LLCMML Investors Services, LLC12-14-2018
Olga Lidia DevaluePruco Securities, LLC.MML Investors Services, LLC$15005-09-2018
Pamela Putnam SmithLPL Financial LLCMML Investors Services, LLC12-19-2018
Paul GeymanPruco Securities, LLC.MML Investors Services, LLC01-30-2018
Philip Nathaniel HoweAmeriprise Financial Services, Inc.MML Investors Services, LLC05-04-2018
Quynh Ngoe DaoAmeriprise Financial Services, Inc.MML Investors Services, LLC02-09-2018
Raelene Ann NickersonLegend Advisory, LLCMML Investors Services, LLC01-26-2018
Ralph Irvin Glasgow IIISecurities America, Inc.MML Investors Services, LLC02-26-2018
Ricardo LudertNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC$5005-11-2018
Richard Alan Desimone Jr.Morgan StanleyMML Investors Services, LLC$10004-30-2018
Richard Bryan YustAXA Advisors, LLCMML Investors Services, LLC$2502-02-2018
Richard Eugene PayneRaymond James & Associates, Inc.MML Investors Services, LLC07-03-2018
Richard George BassmanLPL Financial LLCMML Investors Services, LLC$1012-06-2018
Richard Joseph JacksonEquity Services, Inc.MML Investors Services, LLC10-09-2018
Richard Yust Jr.AXA Advisors, LLCMML Investors Services, LLC03-14-2018
Rob John MasanottiJ.P. Morgan Securities LLCMML Investors Services, LLC07-23-2018
Robert Alan RolfeSagePoint Financial, Inc.MML Investors Services, LLC$2503-02-2018
Robert E. Francis Jr.Ameriprise Financial Services, Inc.MML Investors Services, LLC05-04-2018
Robert Joseph SwindlePark Avenue Securities LLCMML Investors Services, LLC02-20-2018
Robert Lee Basham Jr.Securian Financial Services, Inc.MML Investors Services, LLC03-13-2018
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Showing 151 to 175 of 221 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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