Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Quynh Ngoe DaoAmeriprise Financial Services, Inc.MML Investors Services, LLC02-09-2018
Dean Avraham BardaApple & AssociatesMML Investors Services, LLC08-14-2018
Richard Scott MarcouxAtlas Financial Advisors, Inc.MML Investors Services, LLC03-01-2018
Chad Ryan MilesBancWest Investment Services, Inc.MML Investors Services, LLC$25007-05-2018
Maureen But ReckerBridgelane FinancialMML Investors Services, LLC11-15-2018
Johnathan Morgan-ReedCapital Synergy PartnersMML Investors Services, LLC04-03-2018
Shafaq PresswalaFountainhead Capital Management, LLCMML Investors Services, LLC01-01-2019
Wesley Mitsuo YamadaFountainhead Capital Management, LLCMML Investors Services, LLC09-06-2018
John Esrom AndersonLiberty Partners Financial Services, LLCMML Investors Services, LLC$50002-08-2018
Richard George BassmanLPL Financial LLCMML Investors Services, LLC$10012-06-2018
Roberto Enrique ProanoLPL Financial LLCMML Investors Services, LLC$50005-17-2018
Michael David IzbotskyLPL Financial LLCMML Investors Services, LLC01-22-2018
Kellen Bart DoopMaxwell Financial Group, IncMML Investors Services, LLC01-25-2018
Michael Barres CawthonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC04-10-2018
Timothy Bumyul ChoiNYLIFE Securities LLCMML Investors Services, LLC03-07-2018
Matthew Michael McManusOptivest, Inc.MML Investors Services, LLC12-11-2018
Michael Adam BornsteinPark Avenue Securities LLCMML Investors Services, LLC12-19-2018
Michael P LaceyPark Avenue Securities LLCMML Investors Services, LLC12-17-2018
Jeremy Paul DickerPark Avenue Securities LLCMML Investors Services, LLC12-04-2018
Jack Lin ChouPark Avenue Securities LLCMML Investors Services, LLC08-03-2018
Henry Hudson NormanPark Avenue Securities LLCMML Investors Services, LLC$10008-01-2018
Jung Hoon ParkPark Avenue Securities LLCMML Investors Services, LLC03-29-2018
Felipe A. ArballoPrincipal Securities, Inc.MML Investors Services, LLC06-01-2018
Jeannie Temple MainlandPruco Securities, LLC.MML Investors Services, LLC10-18-2018
ORVILLE FRANK MOHLER JRPruco Securities, LLC.MML Investors Services, LLC09-10-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.