Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Christopher FraserMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2018
Aaron Joseph SiskRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2018
Aaron M WatkinsAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-07-2018
Abdul KhaliqBCG Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-09-2018
Abdul Saboor FeroghJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2018
Abraham Harold GlassJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2018
Abraham RosenbergCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2018
Adam Brian AmornPremier Prosperity Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2018
Adam C. BeckBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2018
Adam J. GrossmanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2018
Akeem Marak ProsserMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2018
Alan Christopher KepplerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Alan Jay CohnPrincipal Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2018
Albert K. LazaroEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated11-12-2018
Alessandro UggeBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-28-2018
Alex PerezMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2018
Alexander James MayerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-16-2018
Alfred Isaac PetrossWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2018
Amanda BagnoliUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2018
Ana Maria AlburquerqueMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2018
Andrea Lynn BrownVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2018
Andrew B. BallEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated08-03-2018
Andrew Edward JanfazaNeuberger Berman LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-10-2018
Andrew F. AubreyJanney Montgomery ScottMerrill Lynch, Pierce, Fenner & Smith Incorporated$22002-14-2018
Andrew Fredrick AubreyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2018
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Showing 1 to 25 of 542 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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