Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Phyllis Bartolotta | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 12-13-2018 |
| Joshua R. Dyer | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $25 | 12-03-2018 |
| Michael Christopher Krajnak | Morgan Stanley | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 11-16-2018 |
| Adam C. Beck | BancWest Investment Services, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 11-16-2018 |
| Fanar Nissan | VALIC Financial Advisors, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 11-05-2018 |
| Michael William Cummings | BancWest Investment Services, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 10-31-2018 |
| Kudakwashe Vincent Chinyanya | BancWest Investment Services, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 09-26-2018 |
| Ana Maria Alburquerque | Morgan Stanley | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 09-10-2018 |
| Brunai Johnson | BancWest Investment Services, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 09-08-2018 |
| Oscar R. Ramirez | BancWest Investment Services, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 09-05-2018 |
| Michael S. Radcliff | Commonwealth Financial Network | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $100 | 08-27-2018 |
| Dennis Roy Mccarthy Jr | BancWest Investment Services, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 08-22-2018 |
| Cameron L. Doty | BancWest Investment Services, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 08-03-2018 |
| Lonnie Eugene Davis | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 08-01-2018 |
| Steven William Rives | BMO Harris Financial Advisors, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 07-31-2018 |
| Dominick Frank Mattia Jr. | J.P. Morgan Securities LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 07-26-2018 |
| Kyle Joseph Trueba | AXA Advisors, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 07-16-2018 |
| Enrique Sanchez Sanchez Arvizu | AXA Advisors, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 07-16-2018 |
| Holly Jane Clark | Morgan Stanley | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 07-11-2018 |
| Aaron Christopher Fraser | Morgan Stanley | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 07-11-2018 |
| Charles Otis Hopkins | BancWest Investment Services, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 05-03-2018 |
| Andrew Joseph Johnson | BancWest Investment Services, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 02-05-2018 |
| Jennifer Goralski | Harbour Investments, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 01-31-2018 |
| Christopher S. Weeks | U.S. Bancorp Investments, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 01-23-2018 |
| Maria Idolina Peralta | RBC Capital Markets, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 01-22-2018 |
Showing 1 to 25 of 25 entries
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
