Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nichola S. AginsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-02-2019
Donna Jean OxfordSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2018
Leslie Walker WatsonYELLOWWOOD WEALTH SOLUTIONS, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-05-2018
Jason RerichaYELLOWWOOD WEALTH SOLUTIONS, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-05-2018
Caitlin Jill GilmanFSC Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2018
George Wells Boss Jr.SunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50010-05-2018
Michael David SinnottSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50010-05-2018
Ryan Thomas BezekWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$25009-10-2018
Jay Gray MeadorsBelpointe Asset Management LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2018
Michael P. LacyHobart Private Capital, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2018
Christopher M. AdamsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated08-06-2018
Jonathan W. DryM Holdings Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-06-2018
William MortonM Holdings Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-06-2018
James Felix Clardy Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$15008-02-2018
Bryan James StanleyFirst Citizens Investor Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2018
David James LoveEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-06-2018
Edwin WarrenBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2018
Emma Virginia IzardMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2018
Vance R. HodgesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2018
Scott Allen TilleyBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-08-2018
Robert E. DykesFirst Citizens Investor Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2018
Brett Michael CovertBrightworth, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-10-2018
Guyla Beth WilkinsonW&S Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-03-2018
Gary Reid ClementsonFirst Citizens Investor Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25003-29-2018
Mark F. EspositoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50003-14-2018
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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