Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abdul Saboor FeroghJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2018
Abraham Harold GlassJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2018
Adam J. GrossmanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2018
Alexander James MayerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-16-2018
Andrea Lynn BrownVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2018
Branden BorowiakCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2018
Brian Clark EnrightJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-30-2018
Brian Murphy O'Rourke Jr.Prato Capital ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated01-26-2018
Celia GorbatovskyFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-08-2018
Christian ConroyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Christian F. ConroyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Christian San Luis VistaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-07-2018
Christina Guidice DuffySunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-26-2018
Christopher P WilkensRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2018
Christopher P. WilkensRBC Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated$6005-30-2018
David Charles WolfRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2504-27-2018
Ekaterini FerentinosJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-10-2019
Erin Catherine BradyStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Jay P LasserWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-29-2018
John Andrew ColucciJ. Alden Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-13-2018
John Patrick BussPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5010-23-2018
Jonathan Young KimMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-24-2018
Joseph A MarangielloMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-14-2018
Joseph Patrick BradyStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Jovan Darnell FryarJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2018
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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