Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Christopher KepplerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Dean H LinJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2018
Jennifer Leigh MonacoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2511-30-2018
Jay Wayne GazzierAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-23-2018
Jason E. HeltonOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2018
Scott Charles CarltonAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2018
Ernest De La Rosa Jr.MML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Alessandro UggeBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-28-2018
Evan David RadmanRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2018
Nancy CaraballoPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2018
Roberto Tomas MontesBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2507-30-2018
Justin Richard RodriguezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2018
Angel MendezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2018
Mark Steven KaufmanCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2018
Don BescherBB&TMerrill Lynch, Pierce, Fenner & Smith Incorporated$38606-21-2018
Steven Joseph HoagWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-21-2018
Donald William Bescher IIIBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2018
Jorge CazarezRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2018
Daniel Martin WidrichTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2018
Jeffrey S. LuftigJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2505-25-2018
Larry Carlton MiltonBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$11505-04-2018
Robert Edward BrownBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2018
Ric KellogLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$12304-24-2018
John Court Brown Jr.Edward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2018
Didine Marilyn ErskineJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2018
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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