Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronald Henry Holmes Jr.Janney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-30-2018
Whitney Eck RileyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25011-30-2018
William Harold Cully IIIRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-26-2018
Lawrence S. McDonnellRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25011-09-2018
Susanne Pierce RobinsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-05-2018
Walter Jay GrubbsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Gregory Thomas ChevrierMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Frank J. McDonnellRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25010-04-2018
Isiah John WilliamsNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-03-2018
Douglas William StopkeyDavenport & Company LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50009-17-2018
Akeem Marak ProsserMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2018
Michael TitaNavy Federal Brokerage Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2018
Jessica L. GabrieleRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$25007-16-2018
Donna Marie CabrissesSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10007-11-2018
William Bryant AkersOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10006-29-2018
Nathan Wade TonsagerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2018
Jahmol Mikkeil KellerNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2018
David Thulbon Canham IVKeel Point Capital, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-28-2018
John R. McKettaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25003-28-2018
Richard GodfreySteward Partners Investment Advisory, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-22-2018
Matthew J SpradlinSteward Partners Investment Advisory, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-22-2018

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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