Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amela CulovWells Fargo Advisors Financial Network, LLCMorgan Stanley$5005-10-2018
Anthony Joseph CipollaWells Fargo Advisors Financial Network, LLCMorgan Stanley$15010-23-2018
Cari Beth SchnipperFieldpoint Private Securities, LLCMorgan Stanley$10009-12-2018
David R. ReiserJPMorgan Chase & Co.Morgan Stanley$50006-20-2018
Emir Culov, Amela Culov, Matthew RichardsWells Fargo AdvisorsMorgan Stanley$23005-10-2018
Frank David SardanoCoastal Equities, Inc.Morgan Stanley$10011-28-2018
George William HuntAmeriprise Financial Services, Inc.Morgan Stanley05-25-2018
Gregory Paul SmithAXA Advisors, LLCMorgan Stanley04-07-2018
Hugh Michael ReillyJ.P. Morgan Securities LLCMorgan Stanley$10005-18-2018
John H. CoulombeLPL Financial LLCMorgan Stanley04-03-2018
John William SlatteryJ.P. Morgan Securities LLCMorgan Stanley$50001-26-2018
Joseph S SorannoAmeriprise Financial Services, Inc.Morgan Stanley$10007-06-2018
Kwan-Rok KongAmeriprise Financial Services, Inc.Morgan Stanley$10010-26-2018
Kyler Brandon FranklinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-08-2018
Marcy Pamela RoseAmeriprise Financial Services, Inc.Morgan Stanley07-06-2018
Marcy Rose, Joseph SorannoAmeriprise Financial Services, Inc.Morgan Stanley$18507-07-2018
Melinda Gabrielle CloobeckJ.P. Morgan Securities LLCMorgan Stanley$1,00001-26-2018
Michael D. ProkopAmeriprise Financial Services, Inc.Morgan Stanley$15005-25-2018
Michael Patrick SchifferWells Fargo Clearing Services, LLCMorgan Stanley12-14-2018
Patrick M MurphyJ.P. Morgan Securities LLCMorgan Stanley$2506-20-2018
Paul Shannon FreyerB. Riley Wealth ManagementMorgan Stanley09-14-2018
Raquel Fernanda Pazmino-CoffJ.P. Morgan Securities LLCMorgan Stanley09-25-2018
Samer TakiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-01-2018
Steven NadlerRBC Capital Markets, LLCMorgan Stanley$10003-16-2018
Taryn FarringtonM&T Securities, Inc.Morgan Stanley04-17-2018
Next Page »

Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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